Water-dispersible polyester resins and process for their preparation

Claim 2

A water-dispersible composition comprising the polyester made of the moieties of reaction products (a) at least one difunctional dicarboxylic acid which is not a sulfomonomer; (b) about 1 to 20 mol % of at least one dicarboxylic acid sulfomonomer containing at least one metallic sulfonate group or nitrogen-containing non-metallic sulfonate group attached to an aromatic or cycloaliphatic nucleus; (c) at least one difunctional reactant selected from a glycol or a mixture of a glycol and diamine having two --NRH groups, the glycol containing two --C(R 1 ) 2 --OH groups wherein R in the reactant is hydrogen or an alkyl group of 1 to 6 carbon atoms, and R 1 in the reactant is a hydrogen atom, an alkyl of 1 to 5 carbon atoms, or an aryl group of 6 to 10 carbon atoms; (d) about 0 to 40 mol % of difunctional reactant selected from hydroxycarboxylic acids having one --C(R) 2 --OH group, aminocarboxylic acids having one --NRH group, amino-alcohols having one --C(R) 2 --OH group and one --NRH group, or mixtures of said difunctional reactants wherein R in the reactant is hydrogen or an alkyl group of 1 to 6 carbon atoms; and (e) 0 to 40 mol % of a multifunctional reactant containing at least three functional groups selected from hydroxyl, carboxyl, and mixtures thereof, wherein the polyester has a predispersion pH greater than 4 with a substantial number of the carboxyl end groups attached to reactant (b) residue being capped and wherein all stated mol percentages are based on the total of all acid, hydroxyl and amino group containing reactants being equal to 200 mol %, and wherein the polymer contains proportions of acid-group containing reactants (100 mol % acid) to hydroxy- and amino-group containing reactants (100 mol % base) such that the value of EQ (base) divided by EQ (acid) is between about 1 and 1.6

Claim 3

The composition according to claim 1 wherein the polyester has a predispersion pH between about 4 and 7.

Claim 4

The composition according to claim 1 wherein the polyester has essentially no carboxyl end groups attached to the (b) residue.

Claim 5

The composition according to claim 1 wherein the carboxy end groups are oxirane end capped.

Claim 6

The composition according to claim 1 wherein the carboxyl functionality of the sulfomono end groups of the polyester are capped by glycol.

Claim 7

The composition according to claim 1 wherein reactant (b) is a diol that is a diester adduct of glycol and the dicarboxylic acid sulfomonomer.

Claim 8

The composition according to claim 6 wherein the glycol used to make the adduct is selected from ethylene glycol, propylene glycol, 2-ethyl-2-butyl-1,3-propanediol, neopentyl glycol, cyclohexanedimethanol, hydroxypivalyl hydroxypivalate, 1,6-hexanediol, 2,2,4-trimethyl-1,3-pentanediol, diethylene glycol, and mixtures thereof.

Claim 9

The composition according to claim 7 wherein the glycol is selected from ethylene glycol and neopentyl glycol.

Claim 10

The polyester of claim 8 wherein reactant (b) is bis(2-hydroxyethyl)-5-(sodiosulfo)isophthalate.

Claim 11

The composition according to claim 1 wherein the moiety from reactant (a) is between about 20 and 100 mol % of an aromatic dicarboxylic acid, and about 10 to 80 mol % of an aliphatic dicarboxylic acid, the moiety from reactant (b) is present in a concentration of about 1 to about 20 mol %, and the moiety from reactant (c) is present in a concentration of at least 60 mol %.

Claim 12

The composition according to claim 10 wherein the moiety from reactant (a) is present in a concentration of about 40 to 70 mol % aromatic dicarboxylic acid and about 10 to 60 mol % aliphatic dicarboxylic acid, the moiety from reactant (b) is present in a concentration of about 2 to 12 mol %, the moiety from reactant (c) is present in the concentration of at least 80 mol % and the moiety from reactant (e) is present in a concentration of about 10 to 20 mol %.

Claim 13

The composition according to claim 10 wherein the moiety from reactant (a) is present in a concentration of about 40 to 70 mol % aromatic dicarboxylic acid and 10 to 60 mol % aliphatic dicarboxylic acid, the moiety from reactant (b) is bis(2-hydroxyethyl)-aromatic dicarboxylic acid having metal sulfonate group at a concentration of about 2 to 12 mol %, the moiety from reactant (c) is present in the concentration of at least 80 mol % and the moiety from reactant (e) is present in a concentration of about 10 to 20 mol %.

Claim 14

The composition according to claim 11 wherein the moiety from reactant (a) is present in a concentration of about 54 mol % aromatic dicarboxylic acid and about 40 mol % aliphatic dicarboxylic acid, the moiety from reactant (b) is about 3 mol % bis(2-hydroxyethyl)-aromatic dicarboxylic acid having metal sulfonate group and the moiety from reactant (c) is present in the concentration of at least about 90 mol % and the moiety from reactant (e) is present in a concentration of about 15 mol %.

Claim 15

The polyester according to claim 1 wherein the acid component comprises from 20 to 100 mol percent isophthalic acid, 10 to 80 mol percent adipic acid, and from 1 to 20 mol percent 5-sodiosulfoisophthalic acid, and the glycol component comprises at least 60 mol percent neopentyl glycol, 1,4-cyclohexanedimethanol, 2-ethyl-2-butyl-1,3-propanediol, or a mixture thereof.

Claim 16

The polyester according to claim 14 wherein said glycol component is neopentyl glycol.

Claim 17

A coating composition comprising: (A) 15 to 45 percent, based on the weight of the total coating composition, of the polyester of claim 1, (B) 30 to 80 percent, based on the weight of the total coating composition, of water, (C) 0 to 30 percent, based on the total weight of the coating composition, of a suitable oxygen-containing organic solvent, and (D) 0 to 40 percent, based on the weight of the polyester, of a crosslinking agent.

Claim 18

The coating composition according to claim 16 wherein the amount of component (A) is 20 to 40 percent, the amount of component (B) is 60 to 75 percent, the amount of component (C) is 3 to 10 percent, and the amount of component (D) is 5 to 40 percent.

Claim 19

The coating composition according to claim 16 wherein said coating composition contains at least one pigment.

Claim 20

A shaped or formed article coated with the cured enamel composition according to claim 16.

Claim 21

A coated substrate comprising the coating composition according to claim 16 coated onto a substrate.

Claim 22

The coated substrate of claim 20 wherein said substrate is paper, polyethylene, polypropylene, polyester, aluminum, steel, glass, or a urethane elastomer.

Claim 23

A process for the preparation of a polyester comprising (I) reacting the reactants (a), (b), (c), (d), and (e) under polycondensation conditions; (II) reacting the resultant polyester with about 1 to 15 weight % of at least one reactive oxirane containing compound wherein the reactants are: (a) at least one difunctional dicarboxylic acid which is not a sulfomonomer; (b) about 1 to 20 mol % of at least one dicarboxylic sulfomonomer containing at least one metallic sulfonate group or nitrogen-containing non-metallic sulfonate group attached to an aromatic or cycloaliphatic nucleus; (c) at least one difunctional reactant selected from a glycol or a mixture of a glycol and diamine having two --NRH groups, the glycol containing two --C(R 1 ) 2 --OH groups wherein R in the reactant is hydrogen or an alkyl group of 1 to 6 carbon atoms, and R 1 in the reactant is a hydrogen atom, an alkyl of 1 to 5 carbon atoms, or an aryl group of 6 to 10 carbon atoms; (d) about 0 to 40 mol % of difunctional reactant selected from hydroxycarboxylic acids having one --C(R) 2 --OH group, aminocarboxylic acids having one --NRH group, amino alcohols having one --C(R) 2 --OH group and one --NRH group, or mixtures of said difunctional reactants wherein R in the reactant is hydrogen or an alkyl group of 1 to 6 carbon atoms; and (e) 0 to 40 mol % of a multifunctional reactant containing at least three functional groups selected from hydroxyl, carboxyl, and mixtures thereof, wherein the resulting polyester has a predispersion pH greater than 4 with a substantial number of the carboxyl end groups attached to reactant (b) residue being capped and wherein all stated mol percentages are based on the total of all acid, hydroxyl and amino group containing reactants being equal to 200 mol %, and wherein the polymer contains proportions of acid-group containing reactants (100 mol % acid) to hydroxy- and amino-group containing reactants (100 mol % base) such that the value of EQ (base) divided by EQ (acid) is between about 1 and 1.6.

Claim 24

A process for the preparation of a polyester comprising (I) reacting the reactants (a), (b), (c), (d), and (e) under polycondensation conditions; (II) reacting the resultant polyester with about 1 to 15 weight % of at least one reactive oxirane containing compound wherein the reactants are: (a) at least one difunctional dicarboxylic acid which is not a sulfomonomer; (b) about 1 to 20 mol % of at least one dicarboxylic sulfomonomer containing at least one metallic sulfonate group or nitrogen-containing non-metallic sulfonate group attached to an aromatic or cycloaliphatic nucleus; (c) at least one difunctional reactant selected from a glycol or a mixture of a glycol and diamine having two --NRH groups, the glycol containing two --C(R 1 ) 2 --OH groups wherein R in the reactant is hydrogen or an alkyl group of 1 to 6 carbon atoms, and R 1 in the reactant is a hydrogen atom, an alkyl of 1 to 5 carbon atoms, or an aryl group of 6 to 10 carbon atoms; (d) about 0 to 40 mol % of difunctional reactant selected from hydroxycarboxylic acids having one --C(R) 2 --OH group, aminocarboxylic acids having one --NRH group, amino alcohols having one --C(R) 2 --OH group and one --NRH group, or mixtures of said difunctional reactants wherein R in the reactant is hydrogen or an alkyl group of 1 to 6 carbon atoms; and (e) 0 to 40 mol % of a multifunctional reactant containing at least three functional groups selected from hydroxyl, carboxyl, and mixtures thereof, wherein the resulting polyester has a predispersion pH greater than 4 with a substantial number of the carboxyl end groups attached to reactant (b) residue being capped and wherein all stated mol percentages are based on the total of all acid, hydroxyl and amino group containing reactants being equal to 200 mol %, and wherein the polymer contains proportions of acid-group containing reactants (100 mol % acid) to hydroxy- and amino-group containing reactants (100 mol % base) such that the value of EQ (base) divided by EQ (acid) is between about 1 and 1.6.

Claim 25

The process according to claim 22 wherein said oxirane containing compound is selected from branched and linear 1,2-epoxyalkanes; saturated and unsaturated, linear and branched, aromatic and aliphatic C 3 -C 18 glycidyl ethers; saturated and unsaturated, linear and branched, aromatic and aliphatic C 3 -C 18 glycidyl ethers; epoxidized oils and esters with oxirane content higher than 5%; and epoxy resins being products of the reaction of epichlorohydrin and bisphenol A.

Claim 26

The process according to claim 23 wherein said oxirane containing compound is selected from propylene oxide, diglycidyl ethers of bisphenol A, and mixtures thereof.

Claim 27

The process for preparation of the polyester according to claim 22 comprising (I) contacting the total amount of reactant (b) (100%) to be reacted with sufficient base functionality (hydroxy- and amino-containing reactants) selected from reactants (c), (d) and (e) and sufficient acid functionality selected from reactants (a), (d), and (e) in the presence of a catalytic amount of a catalyst under conditions such that a clear intermediate reaction product is formed, and (II) contacting the intermediate reaction product formed by step (I) with all remaining reactants in the presence of a catalytic amount of a catalyst such that the desired water-dispersible polyester is formed.

Claim 28

The process according to claim 25 carried out at a temperature of 160° to 240° C.

Claim 29

The process according to claim 25 wherein said catalyst is dibutyltinoxide, stannous oxalate, or titanium-tetraisopropoxide.

Claim 30

A process for the preparation of a polyester comprising reacting the following reactants under polycondensation conditions: (a) at least one difunctional dicarboxylic acid which is not a sulfomonomer; (b) about 1 to 20 mol % of at least one diol that is a diester adduct of a glycol and a dicarboxylic acid sulfomonomer containing at least one metallic sulfonate group or nitrogen-containing non-metallic sulfonate group attached to an aromatic or cycloaliphatic nucleus; (c) at least one difunctional reactant selected from a glycol or a mixture of a glycol and diamine having two --NRH groups, the glycol containing two --C(R 1 ) 2 --OH groups wherein R in the reactant is hydrogen or an alkyl group of 1 to 6 carbon atoms, and R 1 in the reactant is a hydrogen atom, an alkyl of 1 to 5 carbon atoms, or an aryl group of 6 to 10 carbon atoms; (d) about 0 to 40 mol % of difunctional reactant selected from hydroxycarboxylic acids having one --C(R) 2 --OH group, aminocarboxylic acids having one --NRH group, amino-alcohols having one --C(R) 2 --OH group and one --NRH group, or mixtures of said difunctional reactants wherein R in the reactant is hydrogen or an alkyl group of 1 to 6 carbon atoms; and (e) 0 to 40 mol % of a multifunctional reactant containing at least three functional groups selected from hydroxyl, carboxyl, and mixtures thereof, wherein the resulting polyester has a predispersion pH greater than 4 with a substantial number of the carboxyl end groups attached to reactant (b) residue being capped and wherein all stated mol percentages are based on the total of all acid, hydroxyl and amino group containing reactants being equal to 200 mol %, and wherein the polymer contains proportions of acid-group containing reactants (100 mol % acid) to hydroxy- and amino-group containing reactants (100 mol % base) such that the value of EQ (base) divided by EQ (acid) is between about 1 and 1.6.

Claim 31

A process for the preparation of a polyester comprising reacting the following reactants under polycondensation conditions: (a) at least one difunctional dicarboxylic acid which is not a sulfomonomer; (b) about 1 to 20 mol % of at least one diol that is a diester adduct of a glycol and a dicarboxylic acid sulfomonomer containing at least one metallic sulfonate group or nitrogen-containing non-metallic sulfonate group attached to an aromatic or cycloaliphatic nucleus; (c) at least one difunctional reactant selected from a glycol or a mixture of a glycol and diamine having two --NRH groups, the glycol containing two --C(R 1 ) 2 --OH groups wherein R in the reactant is hydrogen or an alkyl group of 1 to 6 carbon atoms, and R 1 in the reactant is a hydrogen atom, an alkyl of 1 to 5 carbon atoms, or an aryl group of 6 to 10 carbon atoms; (d) about 0 to 40 mol % of difunctional reactant selected from hydroxycarboxylic acids having one --C(R) 2 --OH group, aminocarboxylic acids having one --NRH group, amino-alcohols having one --C(R) 2 --OH group and one --NRH group, or mixtures of said difunctional reactants wherein R in the reactant is hydrogen or an alkyl group of 1 to 6 carbon atoms; and (e) 0 to 40 mol % of a multifunctional reactant containing at least three functional groups selected from hydroxyl, carboxyl, and mixtures thereof, wherein the resulting polyester has a predispersion pH greater than 4 with a substantial number of the carboxyl end groups attached to reactant (b) residue being capped and wherein all stated mol percentages are based on the total of all acid, hydroxyl and amino group containing reactants being equal to 200 mol %, and wherein the polymer contains proportions of acid-group containing reactants (100 mol % acid) to hydroxy- and amino-group containing reactants (100 mol % base) such that the value of EQ (base) divided by EQ (acid) is between about 1 and 1.6.

Claim 32

The process for preparation of the polyester according to claim 28 comprising (I) contacting the total amount of reactant (b) (100%) to be reacted with sufficient base functionality (hydroxy- and amino-containing reactants) selected from reactants (c), (d) and (e) and sufficient acid functionality selected from reactants (a), (d), and (e) in the presence of a catalytic amount of a catalyst under conditions such that a clear intermediate reaction product is formed, and (II) contacting the intermediate reaction product formed by step (I) with all remaining reactants in the presence of a catalytic amount of a catalyst such that the desired water-dispersible polyester is formed.

Claim 33

The process according to claim 29 carried out at a temperature of 160° to 240° C..

Claim 34

The process according to claim 29 wherein said catalyst is dibutyltinoxide, stannous oxalate, or titanium-tetraisopropoxide.

Claim 35

The process according to claim 28 wherein the adduct of reactant (b) is prepared in situ prior to the addition of the other reactants.

Claim 36

The process according to claim 28 wherein the acid number of reactant (b) is close to 0.

Claim 37

The process according to claim 28 wherein reactant (b) is bis(2-hydroxyethyl)-5-sodiosulfoisophthalate or bis(3-hydroxy-2,2-dimethylpropyl)-5-sodiosulfoisophthalate.