US4706263A — Data communications receiver operable in highly s…

Claim 1

Independent Claim 297 words

A communication receiver for acquiring or tracking a signal modulated with data symbols at a binary symbol rate 1/T Hz, comprising: first filter means having a nominal bandwidth for receiving the modulated signal; means for positioning the bandwidth of said filter means at selectable positions in a predetermined spectral uncertainty band in response to positioning signals; digitizer means including analog-to-digital converter (A/D) means coupled to said filter means and arranged to convert output signals from said filter means to a digital bit stream, the digitizer means also including means for sampling the digital stream, said A/D means arranged to sample said analog signal at an A/D sampling rate D Hz, where D=K A/D .B, and K A/D is an integer larger than one; digital processor adapted to perform digital filtering and processing of said digital bit stream in accordance with a predetermined sequence of programmed steps to acquire and track said modulated data signal, said digital processor comprising; digital matched filter means coupled to said digitizer means for forming energy accumulations of the spectral energy content in the spectral bandwidth of said digital matched filter means over the duration of respective data symbols modulating the modulated signal; digital buffer means coupled to said digitizer means for holding the modulated signal timing means arranged to synchronize the matched filter means to said modulated signal; the timing means further comprising a symbol lock feedback loop (SLL) which develops successive timing estimates based upon a SLL discriminant, and each of said estimates is used to develop a SLL signal that controls the digital buffer means; and digital feedback loop means responsive to said matched filter means and arranged to provide said positioning signals to control the positioning of the bandwidth of said first filter means in said spectral uncertainty band.

Claim 2

Dependent Claim 297 words

A communication receiver for acquiring or tracking a signal modulated with data symbols at a binary symbol rate 1/T Hz, comprising: first filter means having a nominal bandwidth for receiving the modulated signal; means for positioning the bandwidth of said filter means at selectable positions in a predetermined spectral uncertainty band in response to positioning signals; digitizer means including analog-to-digital converter (A/D) means coupled to said filter means and arranged to convert output signals from said filter means to a digital bit stream, the digitizer means also including means for sampling the digital stream, said A/D means arranged to sample said analog signal at an A/D sampling rate D Hz, where D=K A/D .B, and K A/D is an integer larger than one; digital processor adapted to perform digital filtering and processing of said digital bit stream in accordance with a predetermined sequence of programmed steps to acquire and track said modulated data signal, said digital processor comprising; digital matched filter means coupled to said digitizer means for forming energy accumulations of the spectral energy content in the spectral bandwidth of said digital matched filter means over the duration of respective data symbols modulating the modulated signal; digital buffer means coupled to said digitizer means for holding the modulated signal timing means arranged to synchronize the matched filter means to said modulated signal; the timing means further comprising a symbol lock feedback loop (SLL) which develops successive timing estimates based upon a SLL discriminant, and each of said estimates is used to develop a SLL signal that controls the digital buffer means; and digital feedback loop means responsive to said matched filter means and arranged to provide said positioning signals to control the positioning of the bandwidth of said first filter means in said spectral uncertainty band.

Claim 3

Dependent Claim 26 words

The receiver of claim 1 wherein said digital processor is adpated to implement said digital matched filter with discrete Fourier Transform (DFT) algorithms employing add-only operations.

Claim 4

Dependent Claim 20 words

The receiver of claim 2 wherein said DFT filters are implemented by coherently combining four complex samples per sample period.

Claim 5

Dependent Claim 48 words

The receiver of claim 1 further comprising means for providing an estimate of the signal amplitude, wherein said digital matched filter means is adapted to normalize the SLL discriminant by the estimate of the signal amplitude, thereby minimizing the dependency of the SLL discriminant on the signal amplitude.

Claim 6

Dependent Claim 67 words

The receiver of claim 4 wherein said estimate of the signal amplitude comprises a recursive estimate represented by the relationship, A(K)=A(K-1)+α(|C|-A(K-1), where A(K), A(K-1) comprise the amplitude estimates at the Kth and Kth--1 symbols, respectively, α is the inverse of the number of symbols over which the amplitude estimate is being formed, and |C| represents the energy accumulation in the digital matched filter at the K-1 symbol.

Claim 7

Dependent Claim 17 words

The receiver of claim 1 wherein said value of K A/D is equal to the integer 4.

Claim 8

Dependent Claim 34 words

The receiver of claim 1 wherein said digital matched filter means comprises a plurality of filters implemented by discrete Fourier Transform (DFT) algorithms to cover the spectral bandwidth B of said first filter means.

Claim 9

Dependent Claim 23 words

The receiver of claim 7 wherein said DFT filters are formed by coherently combining four complex samples per symbol period by add-only operations.

Claim 10

Dependent Claim 124 words

The receiver of claim 8 wherein a first one of said DFT filter means centered at 0 Hz relative to said bandwidth B is formed by adding said four samples, a second one of said DFT filters centered at B/4 Hz is formed by phase rotating each of the respective four samples by successive -90° phase increments and then adding the phase rotated samples, a third one of said DFT filters is formed by phase rotating each of the respective four samples by successive -180° phase increments and then adding the phase rotated samples, and a fourth one of said filters is formed by phase rotating each of the respective four samples by successive -270° phase increments and then adding the phase rotated samples.

Claim 11

Dependent Claim 19 words

The receiver of claim 1 wherein the nominal bandwidth B of said first filter means is about 8/T Hz.

Claim 12

Dependent Claim 119 words

In a communications receiver for acquiring or tracking a signal encoded with data symbols, the improvement comprising: a digital processor for processing a digitized bit stream representative of the received data signal, said digital processor comprising a discriminant-driven, digital feedback loop for acquiring or tracking said data signals, said digital feedback loop comprising a loop discriminant means for driving the feedback loop at the symbol rate, such means including a first digital filter means matched to the data symbol rate so that the loop discriminant is updated once per data symbol, the first digital filter means having a loop filter characteristic whose elements are represented by a first order recursive formulation which is up-dated at the data symbol rate.

Claim 13

Dependent Claim 119 words

In a communications receiver for acquiring or tracking a signal encoded with data symbols, the improvement comprising: a digital processor for processing a digitized bit stream representative of the received data signal, said digital processor comprising a discriminant-driven, digital feedback loop for acquiring or tracking said data signals, said digital feedback loop comprising a loop discriminant means for driving the feedback loop at the symbol rate, such means including a first digital filter means matched to the data symbol rate so that the loop discriminant is updated once per data symbol, the first digital filter means having a loop filter characteristic whose elements are represented by a first order recursive formulation which is up-dated at the data symbol rate.

Claim 14

Dependent Claim 57 words

The improvement of claim 11 wherein said first order recursive formulation is defined by the relationship X(K+1)=X(K)+A·T·Y·(K), where X(K), X(K+1) are the digital feedback loop filter outputs for symbols K, K+1, respectively, A is an integration constant, T is the symbol length and Y(K) is the discriminant value for the symbol K derived from the matched filter.

Claim 15

Dependent Claim 32 words

The improvement of claim 11 wherein said first digital filter means comprises a discrete Fourier Transform (DFT) filter means having a sampling means driven at a sample rate determined by said processor.

Claim 16

Dependent Claim 20 words

The improvement of claim 13 wherein said DFT filter means is formed by said processor means using add only operations.

Claim 17

Dependent Claim 172 words

In combinations receiver, a method of processing a received signal modulated with data symbols, comprising a sequence of the following steps: (a) passing the received signal through an input filter having a bandwidth B Hz; (b) digitizing the filtered signal into a digital bit stream at a digitizer sample rate; (c) processing the digital bit stream to form a plurality of matched digital filter signals whose collective bandwiths cover the bandwidth B of the input filter; (d) providing each of the plurality of matched digital filtered signals during the symbol period; (e) employing the matched digital filtered signals to calculate a discriminant for a digital feedback loop; (f) constructing a digital loop filter using first order recursive formulations for each integration required to construct the digital loop filter, wherein the recursive formulations are updated once per symbol; and (g) processing the discriminant by said digital loop filter, (h) providing a digital loop filter output from the processed loop discriminant, and (i) acquiring or tracking a signal from the digital loop filter output.

Claim 18

Dependent Claim 172 words

In combinations receiver, a method of processing a received signal modulated with data symbols, comprising a sequence of the following steps: (a) passing the received signal through an input filter having a bandwidth B Hz; (b) digitizing the filtered signal into a digital bit stream at a digitizer sample rate; (c) processing the digital bit stream to form a plurality of matched digital filter signals whose collective bandwiths cover the bandwidth B of the input filter; (d) providing each of the plurality of matched digital filtered signals during the symbol period; (e) employing the matched digital filtered signals to calculate a discriminant for a digital feedback loop; (f) constructing a digital loop filter using first order recursive formulations for each integration required to construct the digital loop filter, wherein the recursive formulations are updated once per symbol; and (g) processing the discriminant by said digital loop filter, (h) providing a digital loop filter output from the processed loop discriminant, and (i) acquiring or tracking a signal from the digital loop filter output.

Claim 19

Dependent Claim 55 words

The method of claim 15 wherein step (F) comprises: (i) employing the outputs of the matched digital filters to calculate an estimate of the signal amplitude once per symbol; and (ii) normalizing the calculated loop discriminant by the estimate of the signal amplitude, thereby minimizing the dependency of the discriminant value on the signal amplitude.

Claim 20

Dependent Claim 50 words

The method of claim 15 wherein the step of processing the digital bit stream to form a plurality of digital matched filtered signals comprises the steps of: (i) selecting four or fewer bit samples of the digital bit stream per symbol; and (ii) processing the selected samples by add-only operations.

Claim 21

Dependent Claim 29 words

The method of claim 17 wherein the number of samples selected per symbol is four, so that the respective bandwidth of each digital matched filtered signals is B/4 Hz.

Claim 22

Dependent Claim 285 words

A communications receiver for acquiring or tracking a signal modulated with data symbols at a binary symbol rate 1/T Hz, comprising: first filter means having a nominal bandwidth for receiving the modulated signal; means for positioning the bandwidth of said filter means at selectable positions in a predetermined spectral uncertainty band in response to positioning signals; digitizer means including analog-to-digital converter (A/D) means coupled to said filter means and arranged to convert output signals from said filter means to a digital bit stream, the digitizer means also including means for sampling the digital stream said A/D means arranged to sample said output signals at an A/D sampling rate D Hz, where D=K A/D ·B, and K A/D is an integer larger than one; digital processor adapted to perform digital filtering and processing of said digital bit stream in accordance with a predetermined sequence of programmed steps to acquire and track said modulated data signal, said digital processor comprising: digital matched filter means coupled to said digitizer means for forming energy accmulations of the spectral energy content in the spectral bandwidth of said digital matched filter means over the duration of respective data symbols modulating the modulated signal; timing means arranged to synchronize the digital matched filter means to said modulated signal; and digital feedback loop means responsive to said matched filter and arranged to provide said positioning signals to control the positioning of the bandwidth of said first filter means in said spectral uncertainty band, said digital feedback loop means comprises a frequency lock loop (FLL) means and means for providing a plurality of frequency estimates completed to the FLL means, wherein said positioning signal has a value which is dependent on said frequency estimates.

Claim 23

Dependent Claim 285 words

A communications receiver for acquiring or tracking a signal modulated with data symbols at a binary symbol rate 1/T Hz, comprising: first filter means having a nominal bandwidth for receiving the modulated signal; means for positioning the bandwidth of said filter means at selectable positions in a predetermined spectral uncertainty band in response to positioning signals; digitizer means including analog-to-digital converter (A/D) means coupled to said filter means and arranged to convert output signals from said filter means to a digital bit stream, the digitizer means also including means for sampling the digital stream said A/D means arranged to sample said output signals at an A/D sampling rate D Hz, where D=K A/D ·B, and K A/D is an integer larger than one; digital processor adapted to perform digital filtering and processing of said digital bit stream in accordance with a predetermined sequence of programmed steps to acquire and track said modulated data signal, said digital processor comprising: digital matched filter means coupled to said digitizer means for forming energy accmulations of the spectral energy content in the spectral bandwidth of said digital matched filter means over the duration of respective data symbols modulating the modulated signal; timing means arranged to synchronize the digital matched filter means to said modulated signal; and digital feedback loop means responsive to said matched filter and arranged to provide said positioning signals to control the positioning of the bandwidth of said first filter means in said spectral uncertainty band, said digital feedback loop means comprises a frequency lock loop (FLL) means and means for providing a plurality of frequency estimates completed to the FLL means, wherein said positioning signal has a value which is dependent on said frequency estimates.

Claim 24

Dependent Claim 37 words

The receiver of claim 19 wherein said digital feedback loop means is adapted to normalize the FLL discriminant by an estimate of the signal amplitude, thereby minimizing the dependency of the FLL discriminant on the signal amplitude.

Claim 25

Dependent Claim 68 words

The receiver of claim 20 wherein said estimate of the signal amplitude A comprises a recursive estimate represented by the relationship, A(K)=A(K-1)+α(|C|-A((K-1)), where A(K), A(K-1) comprise the amplitude estimates at the Kth and Kth-1 symbols, respectively, α is the inverse of the number of symbols over which the amplitude estimate is being formed, and |C| represents the energy accumulation in the digital matched filter at the Kth-1 symbol.

Claim 26

Dependent Claim 17 words

The receiver of claim 19 wherein said value of K A/D is equal to the integer 4.

Claim 27

Dependent Claim 285 words

A communications receiver for acquiring or tracking a signal modulated with data symbols at a binary symbol rate 1/T Hz, comprising: first filter means having a nominal bandwidth for receiving the modulated signal; means for positioning the bandwidth of said first filter means at selectable positions in a predetermined spectral uncertainty band in responses to positioning signals; digitizer means including analog-to-digital converter (A/D) means coupled to said filter means and arranged to convert output signals from said filter means to a digital bit stream, the digitizer means also including means for sampling the digital stream said A/D means arranged to sampled said output signals at an A/D sampling rate D Hz, where D=K A/D ·B, and K A/D is an integer larger than one; digital processor adapted to perform digital filtering and processing of said digital bit stream in accordance with a predetermined sequence of programmed steps to acquire and track said modulated data signal, said digital processor comprising; digital matched filter means coupled to said digitizer means for forming energy accumulations of the spectral energy content in the spectral bandwidth of said digital matched filter means over the duration of respective data symbols modulating the modulated signal; timing means arranged to synchronize the digital matched filter means to said modulated signal; and digital feedback loop means responsive to said matched filter and arranged to provide said positioning signals to control the positioning of the bandwidth of said first filter means in said spectral uncertainty band, said digital feedback loop means comprises a phase lock loop (PLL) means which generates a plurality of phase estimates based upon a PLL discriminant and the value of each of said positioning signals is dependent on said phase estimates.

Claim 28

Dependent Claim 285 words

A communications receiver for acquiring or tracking a signal modulated with data symbols at a binary symbol rate 1/T Hz, comprising: first filter means having a nominal bandwidth for receiving the modulated signal; means for positioning the bandwidth of said first filter means at selectable positions in a predetermined spectral uncertainty band in responses to positioning signals; digitizer means including analog-to-digital converter (A/D) means coupled to said filter means and arranged to convert output signals from said filter means to a digital bit stream, the digitizer means also including means for sampling the digital stream said A/D means arranged to sampled said output signals at an A/D sampling rate D Hz, where D=K A/D ·B, and K A/D is an integer larger than one; digital processor adapted to perform digital filtering and processing of said digital bit stream in accordance with a predetermined sequence of programmed steps to acquire and track said modulated data signal, said digital processor comprising; digital matched filter means coupled to said digitizer means for forming energy accumulations of the spectral energy content in the spectral bandwidth of said digital matched filter means over the duration of respective data symbols modulating the modulated signal; timing means arranged to synchronize the digital matched filter means to said modulated signal; and digital feedback loop means responsive to said matched filter and arranged to provide said positioning signals to control the positioning of the bandwidth of said first filter means in said spectral uncertainty band, said digital feedback loop means comprises a phase lock loop (PLL) means which generates a plurality of phase estimates based upon a PLL discriminant and the value of each of said positioning signals is dependent on said phase estimates.

Claim 29

Dependent Claim 37 words

The receiver of claim 23 wherein said digital feedback loop means is adapted to normalize the PLL discriminant by an estimate of the signal amplitude, thereby minimizing the dependency of the PLL discriminant on the signal amplitude.

Claim 30

Dependent Claim 68 words

The receiver of claim 24 wherein said estimate of the signal amplitude A comprises a recursive estimate represented by the relationship A(K)=A(K-1)+α(|C|-A(K-1)), where A(K), A(K-1) comprise the amplitude estimates at the Kth and Kth-1 symbols, respectively, α is the inverse of the number of symbols over which the amplitude estimate is being formed, and |C| represents the energy accumulation in the digital matched filter at the Kth-1 symbol.

Claim 31

Dependent Claim 17 words

The receiver of claim 23 wherein said value of K A/D is equal to the integer 4.

Annuity Stage	Window Opens	Payment Deadline	Surcharge Period Until	Estimated Fee	Status
3.5 Years (Year 4)	1990-11-09	1991-05-11	1991-11-10	$2000.00	Window Closed / Lapsed
7.5 Years (Year 8)	1994-11-09	1995-05-11	1995-11-10	$3760.00	Window Closed / Lapsed
11.5 Years (Year 12)	1998-11-09	1999-05-11	1999-11-10	$7700.00	Window Closed / Lapsed

Data communications receiver operable in highly stressed environments

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