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US5954725A Expired / Lapsed US ⏱️ 0.0 years remaining

Multi-angle bone screw assembly using shape memory technology

Assignee: SDGI Holdings Inc
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Filing: 1998-03-17
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Granted: 1999-09-21
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Expires: 2018-03-17
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Abstract

Abstract In one embodiment, a spinal fixation assembly includes an elongated member, such as a spinal rod, configured for placement adjacent the spine and a bone engaging fastener, such as a bone screw having a lower portion configured for engaging a vertebra and a head that is at least partially spherical. The assembly further includes a receiver member defining a bore therethrough from a top end to a bottom end, a recess for receiving the head of the bone screwing fastener therein, and a lower opening at said bottom end of the receiver member through which the bone screw extends. The recess is configured to at permit pivoting of the bone screw within the receiver member until the head is fixed within the recess. The receiver member also includes a channel communicating with the bore and having an upper opening at the top end of the receiver member for insertion of the spinal rod into the channel. In one embodiment, two compression members are provided, each being formed of a temperature responsive material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which the compression member contracts about a portion of the receiver member to thereby compress the receiver member about both the head of the bone screw within the recess and the spinal rod within the channel.

Inventors

  • 👤 Michael C. Sherman
  • 👤 Troy Drewry

Bibliographic Details

Application Number —
Jurisdiction US
Data Source google_patents
Last Synchronized 2026-10-25 20:39
CPC Classifications
A; A61; A61B; A61B17/00; A61B17/56; A61B17/58; A61B17/68; A61B17/70; A61B17/7001; A61B17/7035; A61B17/7037; A61B17/7032; A61B17/7038; A61B2017/00831; A61B2017/00867; Y; Y10; Y10S; Y10S411/00; Y10S411/909; Y10S606/00; Y10S606/907; Y10S606/911

Claims Analysis

Total Claims: 34
Claim 1
Independent Claim 235 words
A spinal fixation assembly comprising: an elongated member configured for placement adjacent the spine; a bone engaging fastener, said fastener having a lower portion configured for engaging a vertebra and a head, said head being at least partially spherical in configuration; a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving said head of said bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which said lower portion of said fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive said elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about said head of said bone engaging fastener within said recess; said recess is disposed within said receiver member adjacent said bottom end thereof; and said receiver member defines an outer annular lower groove adjacent said bottom end, said groove configured to receive said compression member when said compression member is in said first configuration.
Claim 2
Dependent Claim 235 words
A spinal fixation assembly comprising: an elongated member configured for placement adjacent the spine; a bone engaging fastener, said fastener having a lower portion configured for engaging a vertebra and a head, said head being at least partially spherical in configuration; a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving said head of said bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which said lower portion of said fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive said elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about said head of said bone engaging fastener within said recess; said recess is disposed within said receiver member adjacent said bottom end thereof; and said receiver member defines an outer annular lower groove adjacent said bottom end, said groove configured to receive said compression member when said compression member is in said first configuration.
Claim 3
Dependent Claim 39 words
The spinal fixation assembly according to claim 1, wherein: said receiver member includes an outer annular upper groove adjacent said top end thereof; and said assembly includes a second compression member configured to be received within said upper groove.
Claim 4
Dependent Claim 58 words
The spinal fixation assembly according to claim 2, wherein said second compression member is formed of a shape memory material having a first configuration to be received within said upper groove at substantially said first temperature and a different second configuration at substantially said different second temperature in which said second compression member contracts about said receiver member.
Claim 5
Dependent Claim 278 words
A spinal fixation assembly comprising: an elongated member configured for placement adjacent the spine; a bone engaging fastener, said fastener having a lower portion configured for engaging a vertebra and a head, said head being at least partially spherical in configuration; a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving said head of said bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which said lower portion of said fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive said elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about said head of said bone engaging fastener within said recess; said receiver member includes opposite first side walls defining said channel and opposite second side walls intermediate said first side walls; said receiver member includes a first slot defined in each of said opposite second side walls, each said first slot extending from said bottom end toward said top end of said receiver member; and said receiver member includes a second slot defined in each of said opposite first side walls, each said second slot extending from said channel toward said bottom end of said receiver member.
Claim 6
Dependent Claim 278 words
A spinal fixation assembly comprising: an elongated member configured for placement adjacent the spine; a bone engaging fastener, said fastener having a lower portion configured for engaging a vertebra and a head, said head being at least partially spherical in configuration; a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving said head of said bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which said lower portion of said fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive said elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about said head of said bone engaging fastener within said recess; said receiver member includes opposite first side walls defining said channel and opposite second side walls intermediate said first side walls; said receiver member includes a first slot defined in each of said opposite second side walls, each said first slot extending from said bottom end toward said top end of said receiver member; and said receiver member includes a second slot defined in each of said opposite first side walls, each said second slot extending from said channel toward said bottom end of said receiver member.
Claim 7
Dependent Claim 16 words
The spinal fixation assembly according to claim 4, wherein each said second slot intersects said recess.
Claim 8
Dependent Claim 17 words
The spinal fixation assembly according to claim 5, wherein each said second slot terminates at said recess.
Claim 9
Dependent Claim 16 words
The spinal fixation assembly according to claim 4, wherein each said first slot intersects said recess.
Claim 10
Dependent Claim 17 words
The spinal fixation assembly according to claim 7, wherein each said first slot terminates at said recess.
Claim 11
Dependent Claim 33 words
The spinal fixation assembly according to claim 4, wherein each said second slot intersects said recess; and each said second slot terminates between said recess and said top end of said receiver member.
Claim 12
Dependent Claim 17 words
The spinal fixation assembly according to claim 9, wherein each said second slot terminates adjacent said channel.
Claim 13
Dependent Claim 16 words
The spinal fixation assembly according to claim 10, wherein each said second slot intersects said recess.
Claim 14
Dependent Claim 198 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said receiver member includes an outer annular upper groove adjacent said top end thereof; and said assembly includes a second compression member configured to be received within said upper groove.
Claim 15
Dependent Claim 198 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said receiver member includes an outer annular upper groove adjacent said top end thereof; and said assembly includes a second compression member configured to be received within said upper groove.
Claim 16
Dependent Claim 58 words
The spinal fixation assembly according to claim 12, wherein said second compression member is formed of a shape memory material having a first configuration to be received within said upper groove at substantially said first temperature and a different second configuration at substantially said different second temperature in which said second compression member contracts about said receiver member.
Claim 17
Dependent Claim 212 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said recess is disposed within said receiver member adjacent said bottom end thereof; and said receiver member defines an outer annular upper groove adjacent said top end, said groove configured to receive said compression member when said compression member is in said first configuration.
Claim 18
Dependent Claim 212 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said recess is disposed within said receiver member adjacent said bottom end thereof; and said receiver member defines an outer annular upper groove adjacent said top end, said groove configured to receive said compression member when said compression member is in said first configuration.
Claim 19
Dependent Claim 330 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said recess is disposed adjacent said bottom end of said receiver member; said channel is disposed adjacent said top end of said receiver member and is disposed apart from said recess so that the head of the bone engaging fastener does not intersect said channel when the head is disposed within said recess; said assembly further includes a second compression member formed of a shape memory material having a first configuration at substantially said first temperature and a different second configuration at substantially said different second temperature in which said second compression member contracts about said receiver member; and said receiver member defines an outer annular upper groove adjacent said top end thereof, said upper groove configured to receive said second compression member therein when said second compression member is in said first configuration, whereby said second compression member contracts about said receiver member in said different second configuration to compress said receiver member about the elongated member disposed within said channel.
Claim 20
Dependent Claim 330 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said recess is disposed adjacent said bottom end of said receiver member; said channel is disposed adjacent said top end of said receiver member and is disposed apart from said recess so that the head of the bone engaging fastener does not intersect said channel when the head is disposed within said recess; said assembly further includes a second compression member formed of a shape memory material having a first configuration at substantially said first temperature and a different second configuration at substantially said different second temperature in which said second compression member contracts about said receiver member; and said receiver member defines an outer annular upper groove adjacent said top end thereof, said upper groove configured to receive said second compression member therein when said second compression member is in said first configuration, whereby said second compression member contracts about said receiver member in said different second configuration to compress said receiver member about the elongated member disposed within said channel.
Claim 21
Dependent Claim 222 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said receiver member includes opposite first side walls defining said channel and opposite second side walls intermediate said first side walls; and said receiver member includes a second slot defined in each of said opposite first side walls, each said second slot extending from said channel toward said bottom end of said receiver member.
Claim 22
Dependent Claim 222 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said receiver member includes opposite first side walls defining said channel and opposite second side walls intermediate said first side walls; and said receiver member includes a second slot defined in each of said opposite first side walls, each said second slot extending from said channel toward said bottom end of said receiver member.
Claim 23
Dependent Claim 33 words
The spinal fixation assembly according to claim 16, wherein each said second slot intersects said recess; and each said second slot terminates between said recess and said top end of said receiver member.
Claim 24
Dependent Claim 17 words
The spinal fixation assembly according to claim 17, wherein each said second slot terminates adjacent said channel.
Claim 25
Dependent Claim 205 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said receiver member includes opposite first side walls defining said channel and opposite second side walls intermediate said first side walls; and said opposite first side walls are substantially flat and said opposite second walls are curved.
Claim 26
Dependent Claim 205 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said receiver member includes opposite first side walls defining said channel and opposite second side walls intermediate said first side walls; and said opposite first side walls are substantially flat and said opposite second walls are curved.
Claim 27
Dependent Claim 231 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said receiver member further defines a bore extending from said top end of said receiver and communicating with said recess, said bore intersecting said channel and having a bore diameter; the elongated member is a rod having a rod diameter, wherein said channel has a channel diameter substantially equal to the rod diameter; and said bore diameter is greater than said channel diameter.
Claim 28
Dependent Claim 231 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said receiver member further defines a bore extending from said top end of said receiver and communicating with said recess, said bore intersecting said channel and having a bore diameter; the elongated member is a rod having a rod diameter, wherein said channel has a channel diameter substantially equal to the rod diameter; and said bore diameter is greater than said channel diameter.
Claim 29
Dependent Claim 234 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said receiver member further defines a bore extending from said top end of said receiver and communicating with said recess, said bore intersecting said channel and having a bore diameter; said receiver member further defines a flared opening from said recess to said bottom end of said receiver member; and said flared opening intersects said recess at a lower diameter substantially equal to said bore diameter.
Claim 30
Dependent Claim 234 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess; said receiver member further defines a bore extending from said top end of said receiver and communicating with said recess, said bore intersecting said channel and having a bore diameter; said receiver member further defines a flared opening from said recess to said bottom end of said receiver member; and said flared opening intersects said recess at a lower diameter substantially equal to said bore diameter.
Claim 31
Dependent Claim 188 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess, wherein: said receiver member defines a groove; and said compression member is a ring sized to fit within said groove.
Claim 32
Dependent Claim 188 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said receiver member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said receiver member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein; a compression member disposed around a portion of said receiver member, said compression member being formed of a shape memory material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess, wherein: said receiver member defines a groove; and said compression member is a ring sized to fit within said groove.
Claim 33
Dependent Claim 45 words
The spinal fixation assembly according to claim 22, wherein: a portion of said groove is flat and a remaining portion of said groove is curved; and said ring includes flat and curved portions substantially corresponding to said flat and curved portions of said lower groove.
Claim 34
Dependent Claim 24 words
The spinal fixation assembly according to claim 23, wherein said ring is a closed ring that entirely encircles said receiver member at said groove.

USPTO Annuity & Maintenance Windows

Annuity Stage Window Opens Payment Deadline Surcharge Period Until Estimated Fee Status
3.5 Years (Year 4) 2002-09-20 2003-03-22 2003-09-21 $2000.00 Window Closed / Lapsed
7.5 Years (Year 8) 2006-09-20 2007-03-22 2007-09-21 $3760.00 Window Closed / Lapsed
11.5 Years (Year 12) 2010-09-20 2011-03-22 2011-09-21 $7700.00 Window Closed / Lapsed

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