← Back to Patent Explorer
US4997246A Expired / Lapsed US ⏱️ 0.0 years remaining

Silicon-based rib waveguide optical modulator

Assignee: International Business Machines Corp
•
Filing: 1989-12-21
•
Granted: 1991-03-05
•
Expires: 2009-12-21
📄 Original PDF 🌐 Google Patents 🔄 Sync Now

Abstract

Abstract An optical modulator [30] includes a waveguide region having, for radiation of a predetermined wavelength such as 1.3 microns, a variable optical transmittance characteristic. The optical transmittance characteristic is a function of a difference between an index of refraction of a first region [36] comprised of silicon having a first type of electrical conductivity and an index of refraction of a second adjacent region [34] comprised of an insulator such as a silicon dioxide. The modulator further includes a third region [38], also comprised of silicon, disposed adjacent to the first region. The third region has a second type of electrical conductivity for forming a p-n junction with the first region. Charge carriers are injected into the first region for varying the index of refraction thereof such that the optical transmittance characteristic of the waveguide region is varied.

Inventors

  • 👤 Paul G. May
  • 👤 Subramanian S. Iyer

Bibliographic Details

Application Number —
Jurisdiction US
Data Source google_patents
Last Synchronized 2026-11-04 02:19
CPC Classifications
G; G02; G02F; G02F1/00; G02F1/01; G02F1/015; G02F1/025; G02F1/0151; G02F1/0152; G02F1/21; G02F1/212; G02F1/225; G02F1/2257; G02F2202/00; G02F2202/10; G02F2202/105

Claims Analysis

Total Claims: 21
Claim 1
Independent Claim 120 words
An optical modulator comprising a waveguide region, the waveguide region having, for radiation of a predetermined wavelength, an optical transmission characteristic that is a function of an index of refraction of a first region comprised of silicon and an index of refraction of a second adjacent region comprised of an insulator, the waveguide region being confined substantially within the first region, wherein the first region is differentiated into a plurality of adjacent regions comprised of differing electrical conductivity type material for defining a three terminal electrical device, the three terminal electrical device operating to inject charge carriers into the first region for varying the index of refraction thereof such that the optical transmission characteristic of the waveguide region is varied.
Claim 2
Dependent Claim 120 words
An optical modulator comprising a waveguide region, the waveguide region having, for radiation of a predetermined wavelength, an optical transmission characteristic that is a function of an index of refraction of a first region comprised of silicon and an index of refraction of a second adjacent region comprised of an insulator, the waveguide region being confined substantially within the first region, wherein the first region is differentiated into a plurality of adjacent regions comprised of differing electrical conductivity type material for defining a three terminal electrical device, the three terminal electrical device operating to inject charge carriers into the first region for varying the index of refraction thereof such that the optical transmission characteristic of the waveguide region is varied.
Claim 3
Dependent Claim 19 words
An optical modulator as set forth in claim 1 wherein the second region is comprised of SiO 2 .
Claim 4
Dependent Claim 17 words
An optical modulator as set forth in claim 1 wherein the predetermined wavelength is approximately 1.3 microns.
Claim 5
Dependent Claim 24 words
An optical modulator as set forth in claim 1 wherein the first and the second p-n junctions are located within an upstanding rib structure.
Claim 6
Dependent Claim 22 words
An optical modulator as set forth in claim 1 wherein the three terminal electrical device is comprised of a lateral bipolar transistor.
Claim 7
Dependent Claim 39 words
An optical modulator as set forth in claim 1 wherein an injected carrier density of approximately 10 18 cm -3 within the first region results in an effective index of refraction change in the waveguide region of approximately 0.1%.
Claim 8
Dependent Claim 56 words
An optical modulator as set forth in claim 1 wherein the optical modulator is fabricated as a portion of an integrated circuit device having a substrate comprised of silicon, the optical modulator modulating, in accordance with an electrical signal coupled to three terminal electrical device, optical radiation passing through a portion of the integrated circuit device.
Claim 9
Dependent Claim 24 words
An optical modulator as set forth in claim 7 wherein the optical modulator is disposed within one arm of a Mach-Zender type intensity modulator.
Claim 10
Dependent Claim 49 words
An optical modulator as set forth in claim 1 wherein the modulator is fabricated as a portion of an integrated circuit device for modulating, in accordance with an electrical signal coupled to a base of the transistor device, optical radiation passing through a portion of the integrated circuit device.
Claim 11
Dependent Claim 20 words
An optical modulator as set forth in claim 9 wherein the transistor device is an n-p-n or a p-n-p device.
Claim 12
Dependent Claim 142 words
An optical modulator comprising a waveguide region, the waveguide region having, for radiation of a predetermined wavelength, an optical transmission characteristic that is a function of an index of refraction of a first region, comprised of silicon having a first type of electrical conductivity, and an index of refraction of a second adjacent region comprised of an insulator, the waveguide region being confined at least partially within the first region, the modulator further comprising a third region also comprised of silicon disposed adjacent to the first region such that the first region is interposed between the second and the third regions, the third region including a plurality of p-n junctions vertically disposed one above another for injecting charge carriers into the first region for varying the index of refraction thereof such that the optical transmission characteristic of the waveguide region is varied.
Claim 13
Dependent Claim 142 words
An optical modulator comprising a waveguide region, the waveguide region having, for radiation of a predetermined wavelength, an optical transmission characteristic that is a function of an index of refraction of a first region, comprised of silicon having a first type of electrical conductivity, and an index of refraction of a second adjacent region comprised of an insulator, the waveguide region being confined at least partially within the first region, the modulator further comprising a third region also comprised of silicon disposed adjacent to the first region such that the first region is interposed between the second and the third regions, the third region including a plurality of p-n junctions vertically disposed one above another for injecting charge carriers into the first region for varying the index of refraction thereof such that the optical transmission characteristic of the waveguide region is varied.
Claim 14
Dependent Claim 17 words
An optical modulator as set forth in claim 11 wherein the predetermined wavelength is approximately 1.3 microns.
Claim 15
Dependent Claim 23 words
An optical modulator as set forth in claim 11 wherein the third region includes an upstanding rib structure disposed upon the first region.
Claim 16
Dependent Claim 48 words
An optical modulator as set forth in claim 11 wherein the modulator is fabricated as a portion of an integrated circuit device for modulating, in accordance with an electrical signal coupled to the plurality of p-n junctions, optical radiation passing through a portion of the integrated circuit device.
Claim 17
Dependent Claim 38 words
An optical modulator as set forth in claim 11 wherein a carrier density of approximately 10 18 cm -3 within the first region results in an effective index of refraction change in the waveguide region of approximately 0.1%.
Claim 18
Dependent Claim 53 words
An optical modulator as set forth in claim 11 and further comprising a first electrically conductive region coupled in common to the p-type material in each of the plurality of p-n junctions and a second electrically conductive region coupled in common to the n-type material in each of the plurality of p-n junctions.
Claim 19
Dependent Claim 129 words
A interferometer having at least two optical transmission paths, a first one of the optical transmission paths comprising: a waveguide region having, for radiation of a predetermined wavelength, an optical transmission characteristic that is a function of an index of refraction of a first region comprised of silicon and an index of refraction of an underlying region comprised of an insulator, the waveguide region being confined substantially within the first region, the first region being differentiated into a plurality of adjacent regions comprised of differing electrical conductivity type material for defining a three terminal electrical device, the three terminal electrical device operating to inject charge carriers into the first region for varying the index of refraction thereof such that the optical transmission characteristic of the waveguide region is varied.
Claim 20
Dependent Claim 129 words
A interferometer having at least two optical transmission paths, a first one of the optical transmission paths comprising: a waveguide region having, for radiation of a predetermined wavelength, an optical transmission characteristic that is a function of an index of refraction of a first region comprised of silicon and an index of refraction of an underlying region comprised of an insulator, the waveguide region being confined substantially within the first region, the first region being differentiated into a plurality of adjacent regions comprised of differing electrical conductivity type material for defining a three terminal electrical device, the three terminal electrical device operating to inject charge carriers into the first region for varying the index of refraction thereof such that the optical transmission characteristic of the waveguide region is varied.
Claim 21
Dependent Claim 25 words
An interferometer as set forth in claim 17 wherein the three terminal electrical device is comprised of a pnp or an npn lateral bipolar transistor.

References Cited (Backward Citations)

US4070094A Cited
US4093345A Cited
US4360246A Cited
US4438447A Cited
US4517581A Cited
US4729618A Cited
US4745449A Cited
US4793677A Cited
US4787691A Cited

USPTO Annuity & Maintenance Windows

Annuity Stage Window Opens Payment Deadline Surcharge Period Until Estimated Fee Status
3.5 Years (Year 4) 1994-03-04 1994-09-03 1995-03-05 $2000.00 Window Closed / Lapsed
7.5 Years (Year 8) 1998-03-04 1998-09-03 1999-03-05 $3760.00 Window Closed / Lapsed
11.5 Years (Year 12) 2002-03-04 2002-09-03 2003-03-05 $7700.00 Window Closed / Lapsed

Assigned Categories & Tags

No categories assigned to this patent yet.

Assign Category Tag