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US4138289A
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Process for the manufacture of tertiary, optically active aliphatic compounds
Assignee: DSM Nutritional Products LLC
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Filing: 1977-05-02
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Granted: 1979-02-06
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Expires: 1997-05-02
Abstract
Abstract A process for asymmetrically hydrogenating through the use of microorganisms a double bond connected to tertiary carbon atom in an olefinic aliphatic compound to produce a tertiary, optically active aliphatic compound useful as an intermediate for optically active Vitamins E and K.
Inventors
- 👤 Richard Barner
- 👤 Walter Boguth
- 👤 Hans G. W. Leuenberger
- 👤 Max Schmid
- 👤 Reinhard Zell
Bibliographic Details
Application Number
—
Jurisdiction
US
Data Source
google_patents
Last Synchronized
2026-11-04 04:52
CPC Classifications
C; C07; C07D; C07D315/00; C07C; C07C17/00; C07C17/093; C07C17/20; C07C17/202; C07C17/208; C07C17/26; C07C17/263; C07C17/2635; C07C17/35; C07C17/354; C07C29/00; C07C29/09; C07C29/095; C07C29/10; C07C29/12; C07C29/124; C07C45/00; C07C45/61; C07C45/67; C07C45/673; C07C47/00; C07C47/02; C07C47/14; C07C49/00; C07C49/04; C07D309/00; C07D309/02; C07D309/08; C07D309/10; C07D309/12; C07D311/00; C07D311/02; C07D311/04; C07D311/58; C07D311/70; C07D311/72; C07F; C07F9/00; C07F9/02; C07F9/28; C07F9/54; C07F9/5456; C12; C12P; C12P7/00; C12P7/02; C12P7/62; C07B; C07B2200/00; C07B2200/07; Y; Y10; Y10S; Y10S435/00; Y10S435/8215; Y10S435/822; Y10S435/832; Y10S435/839; Y10S435/859; Y10S435/862; Y10S435/863; Y10S435/866; Y10S435/872; Y10S435/874; Y10S435/876; Y10S435/88; Y10S435/881; Y10S435/882; Y10S435/885; Y10S435/886; Y10S435/887; Y10S435/896; Y10S435/899; Y10S435/904; Y10S435/906; Y10S435/909; Y10S435/911; Y10S435/912; Y10S435/913; Y10S435/917; Y10S435/921; Y10S435/931; Y10S435/933; Y10S435/936; Y10S435/939; Y10S435/94; Y10S435/941; Y10S435/942; Y10S435/944
Claims Analysis
Total Claims: 25
Claim 1
Independent Claim
192 words
A process for producing a tertiary optically active aliphatic compound of the formula ##STR81## wherein X' and Y' are different functional groups, one is carboxy, esterified carboxy and the other is carboxy, hydroxymethyl, esterified carboxy or etherified or esterified hydroxymethyl; wherein the carboxy and hydroxymethyl groups are lactonized with one another with the formation of the group --CO--O--CH 2 -- or --CH 2 --O--CO--, and wherein when X' is alkyl-etherified hydroxymethyl, Y' is also hydroxymethyl or esterified hydroxymethyl, comprising fermentatively hydrogenating an olefinic compound of the formula: ##STR82## wherein X is carboxy, esterified carboxy, hydroxymethyl etherified or esterified hydroxymethyl and Y is carboxy, formyl, hydroxymethyl, esterified carboxy, acetalized formyl or etherified or esterified hydroxymethyl; wherein X and Y are different functional groups; wherein when X is hydroxymethyl or esterified hydroxymethyl, Y is carboxy, formyl, or acetalized formyl and when Y is hydroxymethyl or esterified hydroxymethyl, X is esterified carboxy or alkyl-etherified hydroxymethyl, with an aerobic or facultative microorganism capable of hydrogenating a double bond situated in an aliphatic chain between a CH and methylated CH moiety in an aqueous medium to obtain said tertiary optically active aliphatic compound as a fermentation product.
Claim 2
Dependent Claim
192 words
A process for producing a tertiary optically active aliphatic compound of the formula ##STR81## wherein X' and Y' are different functional groups, one is carboxy, esterified carboxy and the other is carboxy, hydroxymethyl, esterified carboxy or etherified or esterified hydroxymethyl; wherein the carboxy and hydroxymethyl groups are lactonized with one another with the formation of the group --CO--O--CH 2 -- or --CH 2 --O--CO--, and wherein when X' is alkyl-etherified hydroxymethyl, Y' is also hydroxymethyl or esterified hydroxymethyl, comprising fermentatively hydrogenating an olefinic compound of the formula: ##STR82## wherein X is carboxy, esterified carboxy, hydroxymethyl etherified or esterified hydroxymethyl and Y is carboxy, formyl, hydroxymethyl, esterified carboxy, acetalized formyl or etherified or esterified hydroxymethyl; wherein X and Y are different functional groups; wherein when X is hydroxymethyl or esterified hydroxymethyl, Y is carboxy, formyl, or acetalized formyl and when Y is hydroxymethyl or esterified hydroxymethyl, X is esterified carboxy or alkyl-etherified hydroxymethyl, with an aerobic or facultative microorganism capable of hydrogenating a double bond situated in an aliphatic chain between a CH and methylated CH moiety in an aqueous medium to obtain said tertiary optically active aliphatic compound as a fermentation product.
Claim 3
Dependent Claim
17 words
The process of claim 1 wherein one of X and Y is esterified carboxy or acetalized formyl.
Claim 4
Dependent Claim
25 words
The process of claim 2 wherein one of X and Y is R.sub.1 --OOC-- wherein R 1 is lower alkyl, phenyl or phenyl lower alkyl.
Claim 5
Dependent Claim
18 words
The process of claim 1 wherein one of X and Y is hydroxymethyl or esterified or etherified hydroxymethyl.
Claim 6
Dependent Claim
23 words
The process of claim 4 wherein one of X and Y is R.sub.2 OCH.sub.2 -- wherein R 2 is lower alkyl or acyl.
Claim 7
Dependent Claim
26 words
The process of claim 1 wherein one of X and Y is ##STR83## wherein R 5 is individually lower alkyl or taken together forms lower alkylene.
Claim 8
Dependent Claim
22 words
The process of claim 1 wherein the fermentative hydrogenation is carried out under aerobic conditions with a microorganism in the stationary phase.
Claim 9
Dependent Claim
20 words
The process of claim 7 wherein the fermentation hydrogenation is carried out in the presence of an assimilable carbon source.
Claim 10
Dependent Claim
28 words
The process of claim 8 wherein the carbon source is sugar present in an amount of from about 10 to about 100 g per liter of aqueous medium.
Claim 11
Dependent Claim
31 words
The process of claim 1 wherein the fermentative hydrogenation is carried out at a pH of from about 2 to 10 and a temperature of from about 20° to 35° C.
Claim 12
Dependent Claim
21 words
The process of claim 10 wherein the olefinic compound is present in a concentration of 0.1-5.0% based on the aqueous medium.
Claim 13
Dependent Claim
79 words
The process of claim 1 wherein X is carboxy or esterified carboxy and Y is formyl or acetalized formyl or X is esterified carboxy and Y is hydroxymethyl, etherified or esterified hydroxymethyl, and the microorganism is Saccharomyces cerevisiae, to obtain a fermentation product where X' is carboxy or esterified carboxy and Y' is hydroxymethyl or etherified or esterified hydroxymethyl wherein the carboxy and hydroxymethyl groups are lactonized with one another with the formation of the group --CO--O--CH 2 --.
Claim 14
Dependent Claim
20 words
The process according to claim 12 wherein X is carboxy or esterified carboxy and Y is formyl or acetalized formyl.
Claim 15
Dependent Claim
12 words
The process according to claim 13 wherein the olefinic compound is ethyl-trans-4,4-dimethoxy-3-methylcrotonate.
Claim 16
Dependent Claim
45 words
The process of claim 1 wherein one of X and Y is carboxy and the other represents esterified carboxy, and the microorganism is Saccharomyces cerevisiae to obtain a fermentation product where one of the X' and Y' is carboxy and the other is esterified carboxy.
Claim 17
Dependent Claim
14 words
The process of claim 15 wherein X is esterified carboxy and Y is carboxy.
Claim 18
Dependent Claim
42 words
The process of claim 1 wherein X is esterified carboxy and Y is formyl or acetalized formyl or hydroxymethyl or esterified hydroxymethyl, and the microorganism is Geotrichum candidum, to obtain a fermentation product where X' represents esterified carboxy and Y' represents carboxy.
Claim 19
Dependent Claim
65 words
The process of claim 1 wherein X is hydroxymethyl or esterified hydroxymethyl and Y is formyl, acetalized formyl or esterified carboxy, and the microorganism is Geotrichum candidum, to obtain a fermentation product where X' is hydroxymethyl or esterified hydroxymethyl and Y' is carboxy or esterified carboxy with the free carboxy and hydroxymethyl groups being lactonized with one another to form the group --CH 2 --O--CO.
Claim 20
Dependent Claim
19 words
The process of claim 18 wherein X is hydroxymethyl or esterified hydroxymethyl and Y is formyl or acetalized formyl.
Claim 21
Dependent Claim
17 words
Process according to claim 19 where the olefinic compound is trans-3-(1,3-dioxolan-2-yl)-2-buten-1-ol and the fermentation product is (S)-dihydro-3-methyl-2(3H)-furanone.
Claim 22
Dependent Claim
42 words
The process of claim 1 wherein X is alkyl-etherified hydroxymethyl and Y is formyl, acetalized formyl, hydroxymethyl or esterified hydroxymethyl, the microorganism is Saccharomyces cerevisiae to obtain a fermentation product wherein X' is alkyl-etherified hydroxymethyl and Y' is hydroxymethyl or esterified hydroxymethyl.
Claim 23
Dependent Claim
20 words
The process of claim 21 wherein the olefinic compound is trans-1,1,4-trimethoxy-2-methyl-2-butene, trans-4-methoxy-2-methyl-2-buten-1-ol or trans-4-methoxy-2-methyl-2-buten-1-ol-acetate and the fermentation product is (S)-4-methoxy-2-methylbutan-1-ol.
Claim 24
Dependent Claim
41 words
The process of claim 1 wherein X is alkyl-etherified hydroxymethyl and Y is formyl, acetalized formyl, hydroxymethyl or esterified hydroxymethyl and the microorganism is Geotrichum candidum to obtain a fermentation product of where X' is alkyletherified hydroxymethyl and Y' is carboxy.
Claim 25
Dependent Claim
23 words
The process of claim 1 wherein the olefinic compound is trans-1,1,4-trimethoxy-2-methyl-2-butene, trans-4-methoxy-2-methyl-2-buten-1-ol, trans-4-methoxy-2-methyl-2-buten-1-ol-acetate, trans-4-methoxy-2-methyl-crotonaldehyde or trans-2-(3-methoxy-1-methylpropenyl)-1,3-dioxolan and the fermentation product is (S)-4-methoxy-2-methyl-butyric acid.
References Cited (Backward Citations)
US3562112A
Cited
USPTO Annuity & Maintenance Windows
| Annuity Stage | Window Opens | Payment Deadline | Surcharge Period Until | Estimated Fee | Status |
|---|---|---|---|---|---|
| 3.5 Years (Year 4) | 1982-02-05 | 1982-08-07 | 1983-02-06 | $2000.00 | Window Closed / Lapsed |
| 7.5 Years (Year 8) | 1986-02-05 | 1986-08-07 | 1987-02-06 | $3760.00 | Window Closed / Lapsed |
| 11.5 Years (Year 12) | 1990-02-05 | 1990-08-07 | 1991-02-06 | $7700.00 | Window Closed / Lapsed |