US6735701B1
Expired / Lapsed
US
⏱️ 0.0 years remaining
Network policy management and effectiveness system
Assignee: Longhorn Hd LLC
•
Filing: 1998-06-25
•
Granted: 2004-05-11
•
Expires: 2018-06-25
Abstract
Abstract A method, apparatus, and article of manufacture for maintaining policy compliance on a computer network is provided. The method provides the steps of electronically monitoring network user compliance with a network security policy stored in a database, electronically evaluating network security policy compliance based on network user compliance, and electronically undertaking a network policy compliance action in response to network security policy compliance.
Inventors
- 👤 Andrea M. Jacobson
Bibliographic Details
Application Number
—
Jurisdiction
US
Data Source
google_patents
Last Synchronized
2026-10-30 04:22
CPC Classifications
H; H04; H04L; H04L63/00; H04L63/02; H04L63/0227; H04L41/00; H04L41/08; H04L41/0893; H04L41/0894; H04L63/14; H04L63/1408; H04L63/1416; H04L63/20; H04L9/00; H04L9/40
Claims Analysis
Total Claims: 15
Claim 1
Independent Claim
163 words
A method for dynamically assisting a system administrator of a computer network in upgrading compliance policy based on behavior of system users, the method comprising the steps of: storing in a database a plurality of compliance policy options; developing an initial compliance policy option potentially applicable to network users; automatically evaluating over time the appropriateness of the initial compliance policy option based on the potentially evolving compliance history of users; automatically compiling and providing to the system administrator over time a dynamic knowledge base comprising automated network user policy compliance violation documentation; automatically determining from the knowledge base policy compliance violation documentation that the initial compliance policy option is ineffective; automatically selecting from the database and recommending to the system administrator an alternate compliance policy option; and automatically requesting that the system administrator confirm the chance to the alternate compliance policy option, whereby compliance policy options are dynamically altered and provided to the system administrator in order to eliminate ineffective compliance policy options.
Claim 2
Independent Claim
163 words
A method for dynamically assisting a system administrator of a computer network in upgrading compliance policy based on behavior of system users, the method comprising the steps of: storing in a database a plurality of compliance policy options; developing an initial compliance policy option potentially applicable to network users; automatically evaluating over time the appropriateness of the initial compliance policy option based on the potentially evolving compliance history of users; automatically compiling and providing to the system administrator over time a dynamic knowledge base comprising automated network user policy compliance violation documentation; automatically determining from the knowledge base policy compliance violation documentation that the initial compliance policy option is ineffective; automatically selecting from the database and recommending to the system administrator an alternate compliance policy option; and automatically requesting that the system administrator confirm the chance to the alternate compliance policy option, whereby compliance policy options are dynamically altered and provided to the system administrator in order to eliminate ineffective compliance policy options.
Claim 3
Dependent Claim
73 words
The method of claim 1 , further comprising the steps of: electronically generating a network security policy compliance value based on monitoring network user compliance for a plurality of network users; electronically comparing the compliance value to a target compliance value, wherein the target compliance value defines a baseline for network security compliance; and undertaking a network policy compliance action based on a difference between the compliance value and the target compliance value.
Claim 4
Dependent Claim
47 words
The method of claim 2 , wherein the compliance option is selected from a group comprising: electronically implementing a different network security policy selected from network security policies stored in the database; generating at least one policy effectiveness reports; and providing a retaining module to network users.
Claim 5
Dependent Claim
29 words
The method of claim 1 , further comprising the step of electronically undertaking a user compliance action in response to evaluating network users' compliance with a network security policy.
Claim 6
Dependent Claim
69 words
The method of claim 4 , wherein the evaluating step comprises the steps of: generating a network security policy compliance value based on monitoring network user compliance; and comparing the compliance value to a target compliance value, wherein the target compliance value defines a baseline for network security policy compliance; and wherein the undertaking step is based on a difference between the compliance value and the target compliance value.
Claim 7
Dependent Claim
41 words
The method of claim 5 , wherein the user compliance option is selected from a group comprising: notifying a network user; notifying a policy administrator; providing a retraining module to the network user; and restricting the network user's network access rights.
Claim 8
Dependent Claim
45 words
The method of claim 3 , wherein at least one network security policy has a security level identifier identifying the relative restrictiveness of the policy, wherein the implementing step includes the step of electronically selecting a network security policy based on the security level identifier.
Claim 9
Dependent Claim
75 words
The method of claim 1 , further comprising the step of interactively generating a network security policy, the generating step comprising the steps of: electronically providing a suggested network security policy to a plurality of network users; electronically receiving a modified network security policy from at least one of the network users; electronically providing at least one of the modified policies to the network users; and receiving a group modified policy from the network users.
Claim 10
Dependent Claim
68 words
The method of claim 1 , further comprising the steps of: electronically monitoring network user compliance with the compliance policy, including the steps of: electronically providing a network policy exam to a network user; electronically receiving exam answers from the network user electronically evaluating the exam results to generate an evaluation score; notifying the network user of the evaluation score; and storing the evaluation score in a database.
Claim 11
Dependent Claim
36 words
The method of claim 1 , wherein the compliance policy comprises: a network hardware policy; an email policy; an internet policy; a software license policy; a document management system policy; and a network security enforcement policy.
Claim 12
Independent Claim
181 words
An apparatus for dynamically assisting a system administrator of a computer network in upgrading compliance policy based on behavior of system users, the apparatus comprising: a computer system comprising at least one processor and at least one memory, the computer system being adapted and arranged for: storing in a database a plurality of compliance policy options; developing an initial compliance policy option potentially applicable to network users; automatically evaluating over time the appropriateness of the initial compliance policy option based on the potentially evolving compliance history of users; automatically compiling and providing to the system administrator over time a dynamic knowledge base comprising automated network user policy compliance violation documentation; automatically determining from the knowledge base policy compliance violation documentation that the initial compliance policy option is ineffective; automatically selecting from the database and recommending to the system administrator an alternate compliance policy option; and automatically requesting that the system administrator confirm the change to the alternate compliance policy option, whereby compliance policy options are dynamically altered and provided to the system administrator in order to eliminate ineffective compliance policy options.
Claim 13
Independent Claim
181 words
An apparatus for dynamically assisting a system administrator of a computer network in upgrading compliance policy based on behavior of system users, the apparatus comprising: a computer system comprising at least one processor and at least one memory, the computer system being adapted and arranged for: storing in a database a plurality of compliance policy options; developing an initial compliance policy option potentially applicable to network users; automatically evaluating over time the appropriateness of the initial compliance policy option based on the potentially evolving compliance history of users; automatically compiling and providing to the system administrator over time a dynamic knowledge base comprising automated network user policy compliance violation documentation; automatically determining from the knowledge base policy compliance violation documentation that the initial compliance policy option is ineffective; automatically selecting from the database and recommending to the system administrator an alternate compliance policy option; and automatically requesting that the system administrator confirm the change to the alternate compliance policy option, whereby compliance policy options are dynamically altered and provided to the system administrator in order to eliminate ineffective compliance policy options.
Claim 14
Dependent Claim
184 words
An article of manufacture for dynamically assisting a system administrator of a computer network in upgrading compliance policy based on behavior of system users, the article of manufacture comprising a computer-readable storage medium having a computer program embodied therein that causes the computer network to perform the steps of: storing in a database a plurality of compliance policy options; developing an initial compliance policy option potentially applicable to network users; automatically evaluating over time the appropriateness of the initial compliance policy option based on the potentially evolving compliance history of users; automatically compiling and providing to the system administrator over time a dynamic knowledge base comprising automated network user policy compliance violation documentation; automatically determining from the knowledge base policy compliance violation documentation that the initial compliance policy option is ineffective; automatically selecting from the database and recommending to the system administrator an alternate compliance policy option; and automatically requesting that the system administrator confirm the chance to the alternate compliance policy option, whereby compliance policy options are dynamically altered and provided to the system administrator in order to eliminate ineffective compliance policy options.
Claim 15
Dependent Claim
184 words
An article of manufacture for dynamically assisting a system administrator of a computer network in upgrading compliance policy based on behavior of system users, the article of manufacture comprising a computer-readable storage medium having a computer program embodied therein that causes the computer network to perform the steps of: storing in a database a plurality of compliance policy options; developing an initial compliance policy option potentially applicable to network users; automatically evaluating over time the appropriateness of the initial compliance policy option based on the potentially evolving compliance history of users; automatically compiling and providing to the system administrator over time a dynamic knowledge base comprising automated network user policy compliance violation documentation; automatically determining from the knowledge base policy compliance violation documentation that the initial compliance policy option is ineffective; automatically selecting from the database and recommending to the system administrator an alternate compliance policy option; and automatically requesting that the system administrator confirm the chance to the alternate compliance policy option, whereby compliance policy options are dynamically altered and provided to the system administrator in order to eliminate ineffective compliance policy options.
References Cited (Backward Citations)
US5142612A
Cited
US5197114A
Cited
US5408586A
Cited
US5440744A
Cited
US5355474A
Cited
WO1993011480A1
Cited
US5579222A
Cited
US5621889A
Cited
US5603054A
Cited
US5845065A
Cited
US5797128A
Cited
US6070244A
Cited
USPTO Annuity & Maintenance Windows
| Annuity Stage | Window Opens | Payment Deadline | Surcharge Period Until | Estimated Fee | Status |
|---|---|---|---|---|---|
| 3.5 Years (Year 4) | 2007-05-11 | 2007-11-10 | 2008-05-11 | $2000.00 | Window Closed / Lapsed |
| 7.5 Years (Year 8) | 2011-05-11 | 2011-11-10 | 2012-05-11 | $3760.00 | Window Closed / Lapsed |
| 11.5 Years (Year 12) | 2015-05-11 | 2015-11-10 | 2016-05-11 | $7700.00 | Window Closed / Lapsed |