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US6137896A Expired / Lapsed US ⏱️ 0.0 years remaining

Method of recognizing faces using range images

Assignee: National Research Council Canada
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Filing: 1997-10-07
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Granted: 2000-10-24
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Expires: 2017-10-07
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Abstract

Abstract Faces are one of the most commonly recognized features among people. According to the invention a system for recognizing intensity images of faces is provided. Intensity images of a face are captured and normalized. The intensity images are transformed, filtered and then transformed again. The filter is based on a three-dimensional image of a face against which the intensity image is being compared. The result is a form of correlation that is substantially illumination independent.

Inventors

  • 👤 Shoude Chang
  • 👤 Marc Rioux

Bibliographic Details

Application Number —
Jurisdiction US
Data Source google_patents
Last Synchronized 2026-10-27 13:34
CPC Classifications
G; G06; G06V; G06V20/00; G06V20/60; G06V20/64; G06V20/647; G06V10/00; G06V10/88; G06V40/00; G06V40/10; G06V40/16

Claims Analysis

Total Claims: 24
Claim 1
Independent Claim 128 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face comprising the steps of: providing a filter having three orthogonal components derived from a plurality of normal vectors derived from points defining the surface of the three-dimensional facial image; performing a correlation by the steps of providing a transform of at least one of the two-dimensional intensity image other than a transform of the intensity image into a three-dimensional image and filtering the provided transform using the filter derived from three-dimensional facial image to obtain correlation results which are partially independent of the angle from which a face within the two-dimensional intensity image is illuminated; and, when the correlation results are within a first range, providing a signal indicative of a match.
Claim 2
Independent Claim 128 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face comprising the steps of: providing a filter having three orthogonal components derived from a plurality of normal vectors derived from points defining the surface of the three-dimensional facial image; performing a correlation by the steps of providing a transform of at least one of the two-dimensional intensity image other than a transform of the intensity image into a three-dimensional image and filtering the provided transform using the filter derived from three-dimensional facial image to obtain correlation results which are partially independent of the angle from which a face within the two-dimensional intensity image is illuminated; and, when the correlation results are within a first range, providing a signal indicative of a match.
Claim 3
Dependent Claim 41 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face as defined in claim 1 wherein the correlation results are substantially independent of angle of illumination of a face within the two dimensional intensity image.
Claim 4
Dependent Claim 55 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face as defined in claim 1 wherein the step of performing a correlation comprises the steps of transforming the two-dimensional intensity image before filtering the provided transform, and transforming the filtered transformed two-dimensional intensity image to produce the correlation result.
Claim 5
Dependent Claim 34 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face as defined in claim 3 wherein the filter comprises a phase-only filter determined based on the three-dimensional image.
Claim 6
Dependent Claim 57 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face as defined in claim 4 wherein the two-dimensional intensity image is transformed according to one of a Fourier transform, binary transform, and non-linear joint transform and the filtered transformed two-dimensional intensity image is transformed according to an inverse of said transform.
Claim 7
Dependent Claim 41 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face as defined in claim 5 comprising the step of repeating the step of performing a correlation for each of a plurality of different three-dimensional images.
Claim 8
Dependent Claim 41 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face as defined in claim 1 wherein the two-dimensional intensity image is transformed according to one of a Fourier transform, binary transform, and non-linear joint transform.
Claim 9
Dependent Claim 41 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face as defined in claim 1 wherein the two-dimensional intensity image comprises pixels, the method comprising the step of normalising pixels within the two-dimensional intensity image.
Claim 10
Dependent Claim 45 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face as defined in claim 1 wherein the correlation is performed substantially according to the following function: |c|.sup.2 ≅ι.sub.x.sup.2 |p.sub.x (x,y)Xƒ.sup.i.sub.x |.sup.2 +ι.sub.y.sup.2 |p.sub.y (x,y)Xƒ.sup.i.sub.y |.sup.2 +ι.sub.z.sup.2 |p.sub.z (x,yXƒ.sup.i.sub.z |.sup.2.
Claim 11
Independent Claim 126 words
A system for performing facial recognition comprising: means for providing a two-dimensional intensity image of a face; means for transforming the intensity image in a predetermined fashion other than a transform of the intensity image into a three-dimensional image; means for filtering the transformed intensity image with a filter having three orthogonal components derived from a plurality of normal vectors derived from points defining the surface of a face within a known three-dimensional image for producing a filtered transform image that is substantially independent of an angle of illumination of a face within the two-dimensional intensity image; means for transforming the filtered transformed intensity image to produce a result indicative of a correlation between he provided intensity image of a face and the known three-dimensional image.
Claim 12
Independent Claim 126 words
A system for performing facial recognition comprising: means for providing a two-dimensional intensity image of a face; means for transforming the intensity image in a predetermined fashion other than a transform of the intensity image into a three-dimensional image; means for filtering the transformed intensity image with a filter having three orthogonal components derived from a plurality of normal vectors derived from points defining the surface of a face within a known three-dimensional image for producing a filtered transform image that is substantially independent of an angle of illumination of a face within the two-dimensional intensity image; means for transforming the filtered transformed intensity image to produce a result indicative of a correlation between he provided intensity image of a face and the known three-dimensional image.
Claim 13
Dependent Claim 31 words
A system for performing facial recognition according to claim 10 wherein the means for transforming the intensity image comprises means for one of Fourier transform, binary transform, and non-linear joint transform.
Claim 14
Dependent Claim 38 words
A system for performing facial recognition according to claim 10 wherein the means for transforming the filtered transformed intensity image comprises means for performing substantially the inverse transform to that performed by the means for transforming the image.
Claim 15
Dependent Claim 38 words
A system for performing facial recognition according to claim 10 wherein the means for transforming the intensity image comprises Fourier transform means and wherein the means for transforming the filtered transformed intensity image comprises inverse Fourier transform means.
Claim 16
Dependent Claim 38 words
A system for performing facial recognition according to claim 13 wherein the means for transforming the intensity image and the means for transforming the filtered transformed intensity image comprise lenses for performing the transforms on an optical signal.
Claim 17
Dependent Claim 38 words
A system for performing facial recognition according to claim 10 comprising means for determining a phase only filter in dependence upon a known three-dimensional image of a face for use by the means for filtering the transformed image.
Claim 18
Dependent Claim 129 words
A system for performing facial recognition as defined in claim 10 wherein the means for providing a two-dimensional intensity image of a face comprises image capture means for capturing a first intensity image and for providing a first signal in dependence upon the captured image; and, wherein the means for transforming the intensity image, the means for filtering the transformed intensity image, and the means for transforming the filtered transformed intensity image comprise at least a processor for receiving the first signal and for applying a transform to the first signal to provide a transformed first signal, for filtering the transformed first signal, the filter determined in dependence upon a three-dimensional image of a face and for applying an inverse of the transform to the filtered transformed first signal.
Claim 19
Dependent Claim 213 words
A system for performing facial recognition as defined in claim 10 comprising a light source for providing a beam of light; a filter for filtering the beam of light, the filter for receiving a first signal and for filtering in dependence thereon, and wherein the means for providing a two-dimensional intensity image of a face comprises image capture means for capturing a first intensity image and for providing the first signal in dependence thereon; wherein the means for transforming the intensity image in a predetermined fashion comprises a lens for receiving the filtered beam of light and for transforming the beam of light in a predetermined fashion; wherein the means for filtering the transformed intensity image in dependence upon a known three-dimensional image comprises a second filter for filtering the beam of light, the second filter for receiving a second signal in dependence upon a known three-dimensional image and for filtering in dependence thereon; and, wherein the means for transforming the filtered transformed intensity image to produce a result indicative of a correlation between the provided intensity image of a face and the known three-dimensional image comprises a lens for receiving the filtered transformed beam of light and for transforming the beam of light in substantially an inverse fashion to the predetermined fashion.
Claim 20
Dependent Claim 20 words
A system for performing facial recognition as defined in claim 17 wherein the second filter comprises a spatial light modulator.
Claim 21
Dependent Claim 33 words
A system for performing facial recognition as defined in claim 10 wherein the means for providing a two-dimensional intensity image of a face consists of a single two dimensional intensity image capture means.
Claim 22
Independent Claim 107 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face comprising the steps of: providing information derived from the three-dimensional facial image; extracting three orthogonal images from the three-dimensional image, the orthogonal images based on orthogonal components of vectors normal to the surface of the three-dimensional image; performing a correlation of a transform of the two-dimensional intensity image and extracted orthogonal images to obtain correlation results which are partially independent of the angle from which a face within the two-dimensional intensity image is illuminated; and, when the correlation results are within a first range, providing a signal indicative of a match.
Claim 23
Independent Claim 107 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face comprising the steps of: providing information derived from the three-dimensional facial image; extracting three orthogonal images from the three-dimensional image, the orthogonal images based on orthogonal components of vectors normal to the surface of the three-dimensional image; performing a correlation of a transform of the two-dimensional intensity image and extracted orthogonal images to obtain correlation results which are partially independent of the angle from which a face within the two-dimensional intensity image is illuminated; and, when the correlation results are within a first range, providing a signal indicative of a match.
Claim 24
Dependent Claim 39 words
A method of comparing a three-dimensional facial image with a two-dimensional intensity image of a face as defined in claim 20 wherein the three orthogonal images are used to define a phase-only filter according to P=P.sub.x (x,y)i+P.sub.y (x,y)j+P.sub.z (x,y)k.

References Cited (Backward Citations)

US4826285A Cited
US5276636A Cited
US5995639A Cited
US5724447A Cited
US5878157A Cited

USPTO Annuity & Maintenance Windows

Annuity Stage Window Opens Payment Deadline Surcharge Period Until Estimated Fee Status
3.5 Years (Year 4) 2003-10-24 2004-04-24 2004-10-24 $2000.00 Window Closed / Lapsed
7.5 Years (Year 8) 2007-10-24 2008-04-24 2008-10-24 $3760.00 Window Closed / Lapsed
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