US5728098A
Expired / Lapsed
US
⏱️ 0.0 years remaining
Multi-angle bone screw assembly using shape-memory technology
Assignee: Warsaw Orthopedic Inc
•
Filing: 1996-11-07
•
Granted: 1998-03-17
•
Expires: 2016-11-07
Abstract
Abstract In one embodiment, a spinal fixation assembly includes an elongated member, such as a spinal rod, configured for placement adjacent the spine and a bone engaging fastener, such as a bone screw having a lower portion configured for engaging a vertebra and a head that is at least partially spherical. The assembly further includes a receiver member defining a bore therethrough from a top end to a bottom end, a recess for receiving the head of the bone screwing fastener therein, and a lower opening at said bottom end of the receiver member through which the bone screw extends. The recess is configured to at permit pivoting of the bone screw within the receiver member until the head is fixed within the recess. The receiver member also includes a channel communicating with the bore and having an upper opening at the top end of the receiver member for insertion of the spinal rod into the channel. In one embodiment, two compression members are provided, each being formed of a temperature responsive material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which the compression member contracts about a portion of the receiver member to thereby compress the receiver member about both the head of the bone screw within the recess and the spinal rod within the channel.
Inventors
- 👤 Michael C. Sherman
- 👤 Troy Drewry
Bibliographic Details
Application Number
—
Jurisdiction
US
Data Source
google_patents
Last Synchronized
2026-10-25 10:52
CPC Classifications
A; A61; A61B; A61B17/00; A61B17/56; A61B17/58; A61B17/68; A61B17/70; A61B17/7001; A61B17/7035; A61B17/7037; A61B17/7032; A61B17/7038; A61B2017/00831; A61B2017/00867; Y; Y10; Y10S; Y10S411/00; Y10S411/909; Y10S606/00; Y10S606/907; Y10S606/911
Claims Analysis
Total Claims: 85
Claim 1
Independent Claim
251 words
A spinal fixation assembly, comprising; an elongated member conjured for placement adjacent the spine; a bone engaging fastener, said fastener having a lower portion configured for engaging a vertebra and a head, said head being at least partially spherical in configuration; a receiver member having a top end and an opposite bottom end, said member defining a recess for receiving said head of said bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which said lower portion of said fastener extends, said member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive said elongated member therein, said receiver member including opposite first side walls and opposite second side walls intermediate said first side walls; and a compression member disposed around a portion of said receiver member, said compression member being formed of a temperature responsive material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about said head of said bone engaging fastener within said recess; wherein said first side walls are flat and said second side walls are curved at said portion of said receiver member, and further wherein said compression member includes a ring having flat and curved portions corresponding to said portion of said receiver member.
Claim 2
Dependent Claim
251 words
A spinal fixation assembly, comprising; an elongated member conjured for placement adjacent the spine; a bone engaging fastener, said fastener having a lower portion configured for engaging a vertebra and a head, said head being at least partially spherical in configuration; a receiver member having a top end and an opposite bottom end, said member defining a recess for receiving said head of said bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which said lower portion of said fastener extends, said member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive said elongated member therein, said receiver member including opposite first side walls and opposite second side walls intermediate said first side walls; and a compression member disposed around a portion of said receiver member, said compression member being formed of a temperature responsive material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about said head of said bone engaging fastener within said recess; wherein said first side walls are flat and said second side walls are curved at said portion of said receiver member, and further wherein said compression member includes a ring having flat and curved portions corresponding to said portion of said receiver member.
Claim 3
Dependent Claim
31 words
The spinal fixation assembly according to claim 1, wherein said head of said bone engaging fastener includes a truncated upper surface, and defines a tool receiving recess through said upper surface.
Claim 4
Dependent Claim
53 words
The spinal fixation assembly according to claim 1, wherein: said recess is disposed within said receiver member adjacent said bottom end thereof; and said receiver member defines an outer angular lower groove adjacent said bottom end, said groove configured to receive said compression member when said compression member is in said first configuration.
Claim 5
Dependent Claim
39 words
The spinal fixation assembly according to claim 3, wherein: said receiver member includes an outer annular upper groove adjacent said top end thereof; and said assembly includes a second compression member configured to be received within said upper groove.
Claim 6
Dependent Claim
58 words
The spinal fixation assembly according to claim 4, wherein said second compression member is formed of a temperature responsive material having a first configuration to be received within said upper groove at substantially said first temperature and a different second configuration at substantially said different second temperature in which said second compression member contracts about said receiver member.
Claim 7
Dependent Claim
53 words
The spinal fixation assembly according to claim 1, wherein: said recess is disposed within said receiver member adjacent said bottom end thereof; and said receiver member defines an outer annular upper groove adjacent said top end, said groove configured to receive said compression member when said compression member is in said first configuration.
Claim 8
Dependent Claim
63 words
The spinal fixation assembly according to claim 1, wherein: said recess is disposed adjacent said bottom end of said receiver member; and said channel is disposed adjacent said top end of said receiver member and is disposed apart from said recess so that said head of said bone engaging fastener does not intersect said channel when said head is disposed within said recess.
Claim 9
Dependent Claim
118 words
The spinal fixation assembly according to claim 7, wherein: said assembly further includes a second compression member formed of a temperature responsive material having a first configuration at substantially said first temperature and a different second configuration at substantially said different second temperature in which said second compression member contracts about said receiver member; and said receiver member defines an outer annular upper groove adjacent said top end thereof, said upper groove configured to receive said second compression member therein when said second compression member is in said first configuration, whereby said second compression member contracts about said receiver member in said different second configuration to compress said receiver member about said elongated member disposed within said channel.
Claim 10
Dependent Claim
17 words
The spinal fixation assembly according to claim 1, wherein said opposite first side walls define said channel.
Claim 11
Dependent Claim
41 words
The spinal fixation assembly according to claim 9, wherein said receiver member includes a second slot defined in each of said opposite first side walls, each said second slot extending from said channel toward said bottom end of said receiver member.
Claim 12
Dependent Claim
25 words
The spinal fixation assembly according to claim 9, wherein said opposite first side walls are substantially flat and said opposite second side walls are curved.
Claim 13
Dependent Claim
42 words
The spinal fixation assembly according to claim 1,, wherein said receiver member includes a first slot defined in each of said opposite second side walls, each said first slot extending from said bottom end toward said top end of said receiver member.
Claim 14
Dependent Claim
16 words
The spinal fixation assembly according to claim 12, wherein each said first slot intersects said recess.
Claim 15
Dependent Claim
17 words
The spinal fixation assembly according to claim 13, wherein each said first slot terminates at said recess.
Claim 16
Dependent Claim
41 words
The spinal fixation assembly according to claim 12, wherein said receiver member includes a second slot defined in each of said opposite first side walls, each said second slot extending from said channel toward said bottom end of said receiver member.
Claim 17
Dependent Claim
16 words
The spinal fixation assembly according to claim 15, wherein each said second slot intersects said recess.
Claim 18
Dependent Claim
17 words
The spinal fixation assembly according to claim 16, wherein each said second slot terminates at said recess.
Claim 19
Dependent Claim
16 words
The spinal fixation assembly according to claim 15, wherein each said first slot intersects said recess.
Claim 20
Dependent Claim
16 words
The spinal fixation assembly according to claim 18, wherein said first slot terminates at said recess.
Claim 21
Dependent Claim
42 words
The spinal fixation assembly according to claim 12, wherein said receiver member includes a second slot defined in each of said opposite first side walls, each said second slot extending from said bottom end toward said top end of said receiver member.
Claim 22
Dependent Claim
16 words
The spinal fixation assembly according to claim 20, wherein each said second slot intersects said recess.
Claim 23
Dependent Claim
25 words
The spinal fixation assembly according to claim 21, wherein each said second slot terminates between said recess and said top end of said receiver member.
Claim 24
Dependent Claim
17 words
The spinal fixation assembly according to claim 22, wherein each said second slot terminates adjacent said channel.
Claim 25
Dependent Claim
41 words
The spinal fixation assembly according to claim 1, wherein said receiver member includes a second slot deigned in each of said opposite first side walls, each said second slot extending from said bottom toward said top end of said receiver member.
Claim 26
Dependent Claim
16 words
The spinal fixation assembly according to claim 24, wherein each said second slot intersects said recess.
Claim 27
Dependent Claim
25 words
The spinal fixation assembly according to claim 25, wherein each said second slot terminates between said recess and said top end of said receiver member.
Claim 28
Dependent Claim
17 words
The spinal fixation assembly according to claim 26, wherein each said second slot terminates adjacent said channel.
Claim 29
Dependent Claim
32 words
The spinal fixation assembly according to claim 1, wherein: said elongated member is a rod having a rod diameter; and said channel has a channel diameter substantially equal to said rod diameter.
Claim 30
Dependent Claim
25 words
The spinal fixation assembly according to claim 28, wherein said upper opening of said channel has a width that is less than said rod diameter.
Claim 31
Dependent Claim
26 words
The spinal fixation assembly according to claim 28, wherein said upper opening of said channel has a width that is approximately equal to said rod diameter.
Claim 32
Dependent Claim
27 words
The spinal fixation assembly according to claim 1, wherein said receiver member further defines a flared opening from said recess to said bottom end of said member.
Claim 33
Dependent Claim
39 words
The spinal fixation assembly according to claim 1, wherein said receiver member further defines a bore extending from said top end of said receiver and communicating with said recess, said bore intersecting said channel and having a bore diameter.
Claim 34
Dependent Claim
32 words
The spinal fixation assembly according to claim 32, wherein: said elongated member is a rod having a rod diameter; and said channel has a channel diameter substantially equal to said rod diameter.
Claim 35
Dependent Claim
18 words
The spinal fixation assembly according to claim 33, wherein said bore diameter is greater than said channel diameter.
Claim 36
Dependent Claim
19 words
The spinal fixation assembly according to claim 33, wherein said bore diameter is approximately equal to said channel diameter.
Claim 37
Dependent Claim
27 words
The spinal fixation assembly according to claim 32, wherein said receiver member further defines a flared opening from said recess to said bottom end of said member.
Claim 38
Dependent Claim
24 words
The spinal fixation assembly according to claim 36, wherein said flared opening intersects said recess at a lower diameter greater than said bore diameter.
Claim 39
Dependent Claim
25 words
The spinal fixation assembly according to claim 36, wherein said flared opening intersects said recess at a lower diameter substantially equal to said bore diameter.
Claim 40
Dependent Claim
24 words
The spinal fixation assembly according to claim 1, wherein a portion of said upper opening of said channel is angled outwardly from said channel.
Claim 41
Dependent Claim
25 words
The spinal fixation assembly according to claim 1, wherein: said receiver member defines a groove; and said ring is sized to fit within said groove.
Claim 42
Dependent Claim
46 words
The spinal fixation assembly according to claim 40, wherein: a portion of said groove is flat and a remaining portion of said groove is curved; and said flat and curved portions of said ring substantially correspond to said flat and curved portions of said lower groove.
Claim 43
Dependent Claim
39 words
The spinal fixation assembly according to claim 41, wherein: said receiver member includes an outer annular upper groove adjacent said top end thereof; and said assembly includes a second compression member configured to be received within said upper groove.
Claim 44
Dependent Claim
58 words
The spinal fixation assembly according to claim 42, wherein said second compression member is formed of a temperature responsive material having a first configuration to be received within said upper groove at substantially said first temperature and a different second configuration at substantially said different second temperature in which said second compression member contracts about said receiver member.
Claim 45
Dependent Claim
24 words
The spinal fixation assembly according to claim 1, wherein said ring is a closed ring that entirely encircles said receiver member at said portion.
Claim 46
Dependent Claim
228 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein, said receiver member including opposite first side walls and opposite second side walls intermediate said first side walls; and a compression member disposed around a portion of said receiver member, said compression member being formed of a temperature responsive material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess, wherein said first side walls are flat and said second side walls are curved at said portion of said receiver member, and further wherein said compression member includes a ring having flat and curved portions corresponding to said portion of said receiver member.
Claim 47
Dependent Claim
228 words
An assembly for engaging a bone engaging fastener having a head to an elongated member, said assembly comprising: a receiver member having a top end and an opposite bottom end, said member defining a recess for receiving the head of the bone engaging fastener therein, said recess having a lower opening at said bottom end of said receiver member through which a lower portion of the fastener extends, said member also including a channel having an upper opening at said top end of said receiver member, said channel being configured to receive the elongated member therein, said receiver member including opposite first side walls and opposite second side walls intermediate said first side walls; and a compression member disposed around a portion of said receiver member, said compression member being formed of a temperature responsive material and having a first configuration at a first temperature and a different second configuration at a different second temperature in which said compression member contracts about said portion of said receiver member to thereby compress said receiver member about the head of the bone engaging fastener within said recess, wherein said first side walls are flat and said second side walls are curved at said portion of said receiver member, and further wherein said compression member includes a ring having flat and curved portions corresponding to said portion of said receiver member.
Claim 48
Dependent Claim
53 words
The spinal fixation assembly according to claim 45, wherein; said recess is disposed within said receiver member adjacent said bottom end thereof; and said receiver member defines an outer annular lower groove adjacent said bottom end, said groove configured to receive said compression member when said compression member is in said first configuration.
Claim 49
Dependent Claim
53 words
The spinal fixation assembly according to claim 45, wherein: said recess is disposed within said receiver member adjacent said bottom end thereof; and said receiver member defines an outer annular upper groove adjacent said top end, said groove configured to receive said compression member when said compression member is in said first configuration.
Claim 50
Dependent Claim
63 words
The spinal fixation assembly according to claim 45, wherein: said recess is disposed adjacent said bottom end of said receiver member; and said channel is disposed adjacent said top end of said receiver member and is disposed apart from said recess so that the head of the bone engaging fastener does not intersect said channel when the head is disposed within said recess.
Claim 51
Dependent Claim
118 words
The spinal fixation assembly according to claim 48, wherein: said assembly further including a second compression member formed of a temperature responsive material having a first configuration at substantially said first temperature and a different second configuration at substantially said different second temperature in which said second compression member contracts about said receiver member; and said receiver member defines an outer annular upper groove adjacent said top end thereof, said upper groove configured to receive said second compression member therein when said second compression member is in said first configuration, whereby said second compression member contracts about said receiver member in said different second configuration to compress said receiver member about the elongated member disposed within said channel.
Claim 52
Dependent Claim
17 words
The spinal fixation assembly according to claim 45, wherein said opposite first side walls defining said channel.
Claim 53
Dependent Claim
41 words
The spinal fixation assembly according to claim 50, wherein said receiver member includes a second slot defined in each of said opposite first side walls, each said second slot extending from said channel toward said bottom end of said receiver member.
Claim 54
Dependent Claim
25 words
The spinal fixation assembly according to claim 50, wherein said opposite first side walls are substantially flat and said opposite second side walls are curved.
Claim 55
Dependent Claim
42 words
The spinal fixation assembly according to claim 45, wherein said receiver member includes a first slot defined in each of said opposite second side walls, each said first slot extending from said bottom end toward said top end of said receiver member.
Claim 56
Dependent Claim
16 words
The spinal fixation assembly according to claim 53, wherein each said first slot intersects said recess.
Claim 57
Dependent Claim
17 words
The spinal fixation assembly according to claim 54, wherein each said first slot terminates at said recess.
Claim 58
Dependent Claim
41 words
The spinal fixation assembly according to claim 53, wherein said receiver member includes a second slot defined in each of said opposite first side walls, each said second slot extending from said channel toward said bottom end of said receiver member.
Claim 59
Dependent Claim
16 words
The spinal fixation assembly according to claim 56, wherein each said second slot intersects said recess.
Claim 60
Dependent Claim
17 words
The spinal fixation assembly according to claim 56, wherein each said second slot terminates at said recess.
Claim 61
Dependent Claim
16 words
The spinal fixation assembly according to claim 56, wherein each said first slot intersects said recess.
Claim 62
Dependent Claim
17 words
The spinal fixation assembly according to claim 59, wherein each said first slot terminates at said recess.
Claim 63
Dependent Claim
42 words
The spinal fixation assembly according to claim 53, wherein said receiver member includes a second slot defined in each of said opposite first side walls, each said second slot extending from said bottom end toward said top end of said receiver member.
Claim 64
Dependent Claim
16 words
The spinal fixation assembly according to claim 61, wherein each said second slot intersects said recess.
Claim 65
Dependent Claim
25 words
The spinal fixation assembly according to claim 62, wherein each said second slot terminates between said recess and said top end of said receiver member.
Claim 66
Dependent Claim
17 words
The spinal fixation assembly according to claim 63, wherein each said second slot terminates adjacent sad channel.
Claim 67
Dependent Claim
42 words
The spinal fixation assembly according to claim 45, wherein said receiver member includes a second slot defined in each of said opposite first side walls, each said second slot extending from said bottom end toward said top end of said receiver member.
Claim 68
Dependent Claim
16 words
The spinal fixation assembly according to claim 65, wherein each said second slot intersects said recess.
Claim 69
Dependent Claim
25 words
The spinal fixation assembly according to claim 66, wherein each said second slot terminates between said recess and said top end of said receiver member.
Claim 70
Dependent Claim
17 words
The spinal fixation assembly according to claim 67, wherein each said second slot terminates adjacent said channel.
Claim 71
Dependent Claim
33 words
The spinal fixation assembly according to claim 45, in which the elongated member is a rod having a rod diameter, wherein said channel has a channel diameter substantially equal to said rod diameter.
Claim 72
Dependent Claim
25 words
The spinal fixation assembly according to claim 69, wherein said upper opening of said channel has a width that is less than the rod diameter.
Claim 73
Dependent Claim
26 words
The spinal fixation assembly according to claim 69, wherein said upper opening of said channel has a width that is approximately equal to said rod diameter.
Claim 74
Dependent Claim
27 words
The spinal fixation assembly according to claim 45, wherein said receiver member further defines a flared opening from said recess to said bottom end of said member.
Claim 75
Dependent Claim
39 words
The spinal fixation assembly according to claim 45, wherein said receiver member further defines a bore extending from said top end of said receiver and communicating with said recess, said bore intersecting said channel and having a bore diameter.
Claim 76
Dependent Claim
33 words
The spinal fixation assembly according to claim 73, in which the elongated member is a rod having a rod diameter, wherein said channel has a channel diameter substantially equal to the rod diameter.
Claim 77
Dependent Claim
18 words
The spinal fixation assembly according to claim 74, wherein said bore diameter is greater than said channel diameter.
Claim 78
Dependent Claim
19 words
The spinal fixation assembly according to claim 74, wherein said bore diameter is approximately equal to said channel diameter.
Claim 79
Dependent Claim
27 words
The spinal fixation assembly according to claim 73, wherein said receiver member further defines a flared opening from said recess to said bottom end of said member.
Claim 80
Dependent Claim
24 words
The spinal fixation assembly according to claim 77, wherein said flared opening intersects said recess at a lower diameter greater than said bore diameter.
Claim 81
Dependent Claim
25 words
The spinal fixation assembly according to claim 77, wherein said flared opening intersects said recess at a lower diameter substantially equal to said bore diameter.
Claim 82
Dependent Claim
24 words
The spinal fixation assembly according to claim 45, wherein a portion of said upper opening of said channel is angled outwardly from said channel.
Claim 83
Dependent Claim
25 words
The spinal fixation assembly according to claim 45, wherein: said receiver member defines a groove; and said ring is sized to fit within said groove.
Claim 84
Dependent Claim
46 words
The spinal fixation assembly according to claim 81, wherein: a portion of said groove is flat and a remaining portion of said groove is curved; and said flat and curved portions of said ring substantially correspond to said flat and curved portions of said lower groove.
Claim 85
Dependent Claim
24 words
The spinal fixation assembly according to claim 45, wherein said ring is a closed ring that entirely encircles said receiver member at said portion.
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USPTO Annuity & Maintenance Windows
| Annuity Stage | Window Opens | Payment Deadline | Surcharge Period Until | Estimated Fee | Status |
|---|---|---|---|---|---|
| 3.5 Years (Year 4) | 2001-03-16 | 2001-09-15 | 2002-03-17 | $2000.00 | Window Closed / Lapsed |
| 7.5 Years (Year 8) | 2005-03-16 | 2005-09-15 | 2006-03-17 | $3760.00 | Window Closed / Lapsed |
| 11.5 Years (Year 12) | 2009-03-16 | 2009-09-15 | 2010-03-17 | $7700.00 | Window Closed / Lapsed |