US4663159A
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Hydrophobe substituted, water-soluble cationic polysaccharides
Assignee: Union Carbide Corp
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Filing: 1985-02-01
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Granted: 1987-05-05
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Expires: 2005-02-01
Abstract
Abstract Water-soluble, cationic polysaccharides, including quaternary nitrogen-containing cellulose ethers, containing hydrophobic substitution, are substantially water-soluble; provide aqueous solutions having enhanced viscosity, foaming and preferably improved surface properties; and possess utility in personal care, emulsions and cleansers.
Inventors
- 👤 II George L. Brode
- 👤 Russell L. Kreeger
- 👤 Errol D. Goddard
- 👤 II Frederick M. Merritt
- 👤 David B. Braun
Bibliographic Details
Application Number
—
Jurisdiction
US
Data Source
google_patents
Last Synchronized
2026-10-29 12:03
CPC Classifications
C; C08; C08B; C08B11/00; C08B11/02; C08B11/04; C08B11/14; C08B11/145; C08B11/193; A; A61; A61K; A61K8/00; A61K8/18; A61K8/72; A61K8/73; A61K8/731; A61Q; A61Q19/00; A61Q19/10; A61Q5/00; A61Q5/02; C08B37/00
Claims Analysis
Total Claims: 41
Claim 1
Independent Claim
353 words
A water-soluble, quaternary nitrogen-containing polysaccharide represented by the overall structural formula: ##STR15## wherein: ##STR16## R sacch is the residue of a polysaccharide repeat unit; z is from 50 to about 20,000; and each R 1 , R 2 and R 3 is individually represented by the substituent structural formula: ##STR17## wherein: A is an anion; a is an integer of from 1 to about 3; m is an integer of from 0 to about 6; n is an integer of from 0 to about 3, provided that the level of cationic substitution, CS, defined by the average moles of quaternary nitrogen atoms per mole polysaccharide repeat unit is greater than 0; p is an integer of from 0 to about 6; q is 0 or 1; each R 5 and R 7 is individually ethylene, a propylene or a hydroxypropylene; R 6 is a di- or trivalent, branched or straight chain, saturated or unsaturated hydrocarbon having from 2 to about 4 carbon atoms, provided there are at least 2 carbon atoms between the nitrogen atom and any oxygen atom; R 8 is hydrogen, hydroxyl, R h , carboxyl or alkali metal or amine carboxylate, provided that when q is 0 then R 8 is hydrogen or R h ; each R 9 , R 10 and R 11 is individually R h , alkyl, aryl, aralkyl, alkaryl, cycloalkyl, alkoxyaryl or alkoxyalkyl, having at least two carbon atoms separating the oxygen atom in the alkoxyaryl or alkoxyalkyl group from the nitrogen atom; R h is a hydrophobic group containing an alkyl group having at least 8 carbon atoms; v is equal to the valence of A; y is 0 or 1, provided that when y is 0 then p and q are 0 and R 8 is hydrogen; with the proviso that at least one R h group is present such that the extent of hydrophobic group substitution, HS, defined by the average moles of said hydrophobic groups per mole of polysaccharide repeat unit, is greater than 0 and is sufficient to provide for enhanced viscosification and foaming of aqueous solutions containing the polysaccharide.
Claim 2
Dependent Claim
353 words
A water-soluble, quaternary nitrogen-containing polysaccharide represented by the overall structural formula: ##STR15## wherein: ##STR16## R sacch is the residue of a polysaccharide repeat unit; z is from 50 to about 20,000; and each R 1 , R 2 and R 3 is individually represented by the substituent structural formula: ##STR17## wherein: A is an anion; a is an integer of from 1 to about 3; m is an integer of from 0 to about 6; n is an integer of from 0 to about 3, provided that the level of cationic substitution, CS, defined by the average moles of quaternary nitrogen atoms per mole polysaccharide repeat unit is greater than 0; p is an integer of from 0 to about 6; q is 0 or 1; each R 5 and R 7 is individually ethylene, a propylene or a hydroxypropylene; R 6 is a di- or trivalent, branched or straight chain, saturated or unsaturated hydrocarbon having from 2 to about 4 carbon atoms, provided there are at least 2 carbon atoms between the nitrogen atom and any oxygen atom; R 8 is hydrogen, hydroxyl, R h , carboxyl or alkali metal or amine carboxylate, provided that when q is 0 then R 8 is hydrogen or R h ; each R 9 , R 10 and R 11 is individually R h , alkyl, aryl, aralkyl, alkaryl, cycloalkyl, alkoxyaryl or alkoxyalkyl, having at least two carbon atoms separating the oxygen atom in the alkoxyaryl or alkoxyalkyl group from the nitrogen atom; R h is a hydrophobic group containing an alkyl group having at least 8 carbon atoms; v is equal to the valence of A; y is 0 or 1, provided that when y is 0 then p and q are 0 and R 8 is hydrogen; with the proviso that at least one R h group is present such that the extent of hydrophobic group substitution, HS, defined by the average moles of said hydrophobic groups per mole of polysaccharide repeat unit, is greater than 0 and is sufficient to provide for enhanced viscosification and foaming of aqueous solutions containing the polysaccharide.
Claim 3
Dependent Claim
95 words
The polysaccharide of claim 1 wherein: Q is --O--; R sacch is the residue of cellulose; z is from about 250 to about 4,000; A is chloride; n is from 0 to about 2; CS and HS are each individually from about 0.096 to about 0.113; p is 0; q is 0; R 5 is ethylene; R 6 is ##STR18## R 8 is hydrogen; R 9 and R 10 are methyl; R 11 is R h ; R h is alkyl having from 8 to 10 carbon atoms; v is 1; and y is 1.
Claim 4
Dependent Claim
385 words
A water-soluble, quaternary nitrogen-containing polysaccharide represented by the overall structural formula: ##STR19## wherein: Q is ##STR20## R sacch is the residue of a polysaccharide repeat unit; z is from 50 to about 20,000; and each R 1 , R 2 and R 3 is individually represented by the substituent structural formula: ##STR21## wherein: A is an anion; a is an integer of from 1 to about 3; m is an integer of from 0 to about 6; n is an integer of from 0 to about 3, provided that the level of cationic substitution, CS, defined by the average moles of quaternary nitrogen atoms per mole polysaccharide repeat unit is greater than 0; p is an integer of from 0 to about 6; q is 0 or 1; each R 5 and R 7 is individually ethylene, a propylene or a hydroxypropylene; R 6 is a di- or trivalent, branched or straight chain, saturated or unsaturated hydrocarbon having from 2 to about 4 carbon atoms, provided there are at least 2 carbon atoms between the nitrogen atom and any oxygen atom; R 8 is hydrogen, hydroxyl, R h , carboxyl or alkali metal or amine carboxylate, provided that when q is 0 then R 8 is hydrogen or R h ; each R 9 , R 10 and R 11 is individually R h , alkyl, aryl, aralkyl, alkaryl, cycloalkyl, alkoxyaryl or alkoxyalkyl, having at least two carbon atoms separating the oxygen atom in the alkoxyaryl or alkoxyalkyl group from the nitrogen atom; R h is a hydrophobic group containing a alkyl group having at least 8 carbon atoms; v is equal to the valence of A; y is 0 or 1, provided that when y is 0 then p and q are 0 and R 8 is hydrogen; with the proviso that at least one R h is persent such that the extent of hydrophobic group substitution, HS, defined by the average moles of said hydrophobic groups per mole of polysaccharide repeat unit, is greater than 0; and wherein R h is present as (1) at least one R 8 ; (2) at least one R 9 , R 10 or R 11 as a hydrophobic group containing an alkyll group having at least about 12 carbon atoms; or (3) both (1) and (2).
Claim 5
Dependent Claim
385 words
A water-soluble, quaternary nitrogen-containing polysaccharide represented by the overall structural formula: ##STR19## wherein: Q is ##STR20## R sacch is the residue of a polysaccharide repeat unit; z is from 50 to about 20,000; and each R 1 , R 2 and R 3 is individually represented by the substituent structural formula: ##STR21## wherein: A is an anion; a is an integer of from 1 to about 3; m is an integer of from 0 to about 6; n is an integer of from 0 to about 3, provided that the level of cationic substitution, CS, defined by the average moles of quaternary nitrogen atoms per mole polysaccharide repeat unit is greater than 0; p is an integer of from 0 to about 6; q is 0 or 1; each R 5 and R 7 is individually ethylene, a propylene or a hydroxypropylene; R 6 is a di- or trivalent, branched or straight chain, saturated or unsaturated hydrocarbon having from 2 to about 4 carbon atoms, provided there are at least 2 carbon atoms between the nitrogen atom and any oxygen atom; R 8 is hydrogen, hydroxyl, R h , carboxyl or alkali metal or amine carboxylate, provided that when q is 0 then R 8 is hydrogen or R h ; each R 9 , R 10 and R 11 is individually R h , alkyl, aryl, aralkyl, alkaryl, cycloalkyl, alkoxyaryl or alkoxyalkyl, having at least two carbon atoms separating the oxygen atom in the alkoxyaryl or alkoxyalkyl group from the nitrogen atom; R h is a hydrophobic group containing a alkyl group having at least 8 carbon atoms; v is equal to the valence of A; y is 0 or 1, provided that when y is 0 then p and q are 0 and R 8 is hydrogen; with the proviso that at least one R h is persent such that the extent of hydrophobic group substitution, HS, defined by the average moles of said hydrophobic groups per mole of polysaccharide repeat unit, is greater than 0; and wherein R h is present as (1) at least one R 8 ; (2) at least one R 9 , R 10 or R 11 as a hydrophobic group containing an alkyll group having at least about 12 carbon atoms; or (3) both (1) and (2).
Claim 6
Dependent Claim
15 words
The polysaccharide of claim 3 wherein at least one R 8 is R h .
Claim 7
Dependent Claim
38 words
The polysaccharide of claim 1 wherein said polysaccharide, when compared with a polysaccharide having essentially the same structure but which is free of said hydrophobic groups, provides significantly increased viscosity and foaming to aqueous solutions of the polysaccharide.
Claim 8
Dependent Claim
41 words
The polysaccharide of claim 5 which provides an aqueous solution viscosity, at a 2 weight % polysaccharide content, in excess of about 115% as compared with a polysaccharide having essentially the same structure but which is free of said hydrophobic groups.
Claim 9
Dependent Claim
33 words
The polysaccharide of claim 6 which provides said solution viscosity in excess of about 200% as compared with a polysaccharide having essentially the same structure but which is free of said hydrophobic groups.
Claim 10
Dependent Claim
36 words
The polysaccharide of claim 7 which provides said solution viscosity in excess of about 300% to about 100,000% as compared with a polysaccharide having essentially the same structure but which is free of said hydrophobic groups.
Claim 11
Dependent Claim
23 words
The polysaccharide of claim 3 wherein R sacch is the residue of cellulose, starch, chitosan, chitin, alginate, carrogeenan, natural gums or bio-derived polysaccharides.
Claim 12
Dependent Claim
16 words
The polysaccharide of claim 9 wherein R sacch is the residue of cellulose or cellulose ether.
Claim 13
Dependent Claim
24 words
The polysaccharide of claim 10 wherein said cellulose ether is hydroxyethyl cellulose, hydroxypropyl cellulose, methyl cellulose, hydroxypropyl methyl cellulose, ethyl cellulose or carboxymethyl cellulose.
Claim 14
Dependent Claim
12 words
The polysaccharide of claim 11 wherein said cellulose ether is hydroxyethyl cellulose.
Claim 15
Dependent Claim
21 words
The polysaccharide of claim 3 wherein R h contains an alkyl group having from about 12 to about 24 carbon atoms.
Claim 16
Dependent Claim
21 words
The polysaccharide of claim 13 wherein R h contains an alkyl group having from about 12 to about 18 carbon atoms.
Claim 17
Dependent Claim
156 words
The polysaccharide of claim 3 wherein: Q is --O--; R sacch is the residue of cellulose; z is from about 100 to about 6,000; A is chloride, bromide, iodide, sulfate, methyl sulfate, sulfonate, nitrate, phosphate or acetate; the extent of the molar substitution, MS, which is the average number of moles of substituents in m+p+q per polysaccharide repeat unit, is greater than about 1.2; n is from 0 to about 2; CS and HS are each less than 1; each R 5 and R 7 is individually ethylene or isopropylene; R 6 is ethylene or ##STR22## R 8 is hydrogen or R h ; each R 9 and R 10 is individually alkyl having from 1 to about 3 carbon atoms; R 11 is alkyl containing from 1 to about 3 carbon atoms or R h ; R h contains an alkyl group having from about 12 to about 24 carbon atoms; and v is 1.
Claim 18
Dependent Claim
83 words
The polysaccharide of claim 15 wherein: z is from about 250 to about 4000; A is chloride; n is 1; CS and HS are each individually from about 0.01 to about 0.6; p is 0; MS is from about 1.2 to about 4.5; R 5 is ethylene; R 6 is ##STR23## R 9 and R 10 are methyl; R 11 is methyl or R h ; R h is alkyl having from about 12 to about 18 carbon atoms; and y is 1.
Claim 19
Dependent Claim
15 words
An aqueous composition comprising water and an effective amount of the polysaccharide of claim 1.
Claim 20
Dependent Claim
14 words
The aqueous composition of claim 17 containing an effective viscosifying amount of added salt.
Claim 21
Dependent Claim
19 words
A hair or skin care composition comprising a solvent and an effective amount of the polysaccharide of claim 1.
Claim 22
Dependent Claim
15 words
A shampoo comprising an effective amount of hair or skin care composistion of claim 19.
Claim 23
Dependent Claim
15 words
An emulsion comprising oil, water and an effective amount of the polysaccharide of claim 1.
Claim 24
Dependent Claim
13 words
A hand lotion comprising an effective amount of oil-in-water emulsion of claim 21.
Claim 25
Dependent Claim
16 words
A cleaning composition comprising a cleanser and an effective amount of the polysaccharide of claim 1.
Claim 26
Dependent Claim
35 words
The polysaccharide of claim 3 wherein said polysaccharide is hydroxyethyl cellulose containing an amount of said hydrophobic groups sufficient to provide for enhanced viscosification, foaming and surface pressure of aqueous solutions containing the hydroxyethyl cellulose.
Claim 27
Dependent Claim
45 words
The hydroxyethyl cellulose of claim 24 wherein said hydroxyethyl cellulose, when compared with a hydroxyethyl cellulose having essentially the same structure but which is free of said hydrophobic groups, provides significantly increased viscosity, foaming and surface pressure differential to aqueous solutions of the hydroxyethyl cellulose.
Claim 28
Dependent Claim
64 words
The hydroxyethyl cellulose of claim 25 which provides: (a) an aqueous solution viscosity, at a 2 wt. % hydroxyethyl cellulose content at 25° C., in excess of about 115%; and (b) a surface pressure in aqueous solution at 25° C., in excess of about 110%; as compared with a hydroxyethyl cellulose having essentially the same structure but which is free of said hydrophobic groups.
Claim 29
Dependent Claim
46 words
The hydroxyethyl cellulose of claim 26 which provides: (a) said aqueous solution viscosity in excess of about 200%; (b) said surface pressure in excess of about 120%; as compared with a hydroxyethyl cellulose having essentially the same structure but which is free of said hydrophobic groups.
Claim 30
Dependent Claim
48 words
The hydroxyethyl cellulose of claim 27 which provides: (a) said aqueous solution viscosity from about 300% to about 100,000%; (b) said surface pressure from about 125% to about 300%; as compared with a hydroxyethyl cellulose having essentially the same structure but which is free of said hydrophobic groups.
Claim 31
Dependent Claim
22 words
The hydroxyethyl cellulose of claim 12 wherein R h contains an alkyl group having from about 12 to about 24 carbon atoms.
Claim 32
Dependent Claim
22 words
The hydroxyethyl cellulose of claim 29 wherein R h contains an alkyl group having from about 12 to about 18 carbon atoms.
Claim 33
Dependent Claim
126 words
The hydroxyethyl cellulose of claim 12 wherein: z is from about 100 to about 6,000; A is chloride, bromide, iodide, sulfate, methyl sulfate, sulfonate, nitrate, phosphate or acetate; the extent of molar substitution MS, which is the average number of moles of substituents in m+p per anhydroglucose repeat unit, is greater than about 1.2; n is from 0 to about 2; CS and HS are less that 1; R 6 is ethylene or ##STR24## each R 9 and R 10 is individually alkyl having from 1 to about 3 carbon atoms; R 11 is alkyl having from 1 to about 3 carbon atoms or R h ; R h contains an alkyl group having from about 12 to about 24 carbon atoms; and v is 1.
Claim 34
Dependent Claim
82 words
The hydroxyethyl cellulose of claim 31 wherein: z is from about 250 to about 4,000; A is chloride; n is 1; CS and HS are from about 0.02 to about 0.6; p is 0; MS is from about 1.2 to about 4.5; R 6 is ##STR25## R 8 is hydrogen; R 9 and R 10 are methyl; R 11 is methyl or R h ; R h is alkyl having from about 12 to about 18 carbon atoms; and y is 1.
Claim 35
Dependent Claim
21 words
An aqueous composition for cosmetic and non-cosmetic applications, comprising water and an effective amount of the hydroxyethyl cellulose of claim 12.
Claim 36
Dependent Claim
19 words
The aqueous composition for cosmetic and non-cosmetic applications, of claim 33 containing an effective viscosifying amount of added salt.
Claim 37
Dependent Claim
20 words
A hair or skin care composition comprising a solvent and an effective amount of the hydroxyethyl cellulose of claim 12.
Claim 38
Dependent Claim
16 words
A shampoo comprising an effective amount of the hair or skin care composition of claim 35.
Claim 39
Dependent Claim
21 words
An emulsion for cosmetic and non-cosmetic applications, comprising oil, water and an effective amount of the hydroxyethyl cellulose of claim 12.
Claim 40
Dependent Claim
14 words
A hand lotion comprising an effective amount of the oil-in-water emulsion of claim 37.
Claim 41
Dependent Claim
22 words
A cleaning composition for cosmetic and non-cosmetic applications, comprising a cleanser and an effective amount of the hydroxyethyl cellulose of claim 12.
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USPTO Annuity & Maintenance Windows
| Annuity Stage | Window Opens | Payment Deadline | Surcharge Period Until | Estimated Fee | Status |
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| 3.5 Years (Year 4) | 1990-05-04 | 1990-11-03 | 1991-05-05 | $2000.00 | Window Closed / Lapsed |
| 7.5 Years (Year 8) | 1994-05-04 | 1994-11-03 | 1995-05-05 | $3760.00 | Window Closed / Lapsed |
| 11.5 Years (Year 12) | 1998-05-04 | 1998-11-03 | 1999-05-05 | $7700.00 | Window Closed / Lapsed |